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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PHG icon
10551
CALL
Philips
PHG
$25.4B
– –
-577
Closed -$13K
PKX icon
10552
CALL
POSCO
PKX
$15.8B
– –
-5,300
Closed -$390K
PLAG icon
10553
Planet Green Holdings
PLAG
$9.49M
– –
-1
Closed –
PLD icon
10554
PUT
Prologis
PLD
$138B
– –
-1,100
Closed -$41K
PNR icon
10555
PUT
Pentair
PNR
$10.2B
– –
-1,340
Closed -$58K
PNRG icon
10556
PrimeEnergy Resources
PNRG
$303M
– –
-596
Closed -$30K
PODD icon
10557
CALL
Insulet
PODD
$11.3B
– –
-500
Closed -$18K
POOL icon
10558
CALL
Pool Corp
POOL
$6.7B
– –
-200
Closed -$11K
POST icon
10559
CALL
Post Holdings
POST
$4.12B
– –
-1,222
Closed -$32K
POWI icon
10560
CALL
Power Integrations
POWI
$3.54B
– –
-5,000
Closed -$135K
PPC icon
10561
CALL
Pilgrim's Pride
PPC
$6.82B
– –
-800
Closed -$13K
PPC icon
10562
PUT
Pilgrim's Pride
PPC
$6.82B
– –
-2,100
Closed -$35K
PPIH
10563
Perma-Pipe International
PPIH
$204M
– –
-107
Closed -$1K
PRDO icon
10564
Perdoceo Education
PRDO
$1.9B
– –
-78,331
Closed -$348K
PRGO icon
10565
CALL
Perrigo
PRGO
$1.4B
– –
-13,100
Closed -$1.62M
PROV icon
10566
Provident Financial
PROV
$108M
– –
-1,395
Closed -$23K
PSR icon
10567
Invesco Active US Real Estate Fund
PSR
$60.7M
– –
-855
Closed -$49K
BCIC
10568
CALL
BCP Investment Corp
BCIC
$86.9M
– –
-30
Closed -$3K
PW
10569
Power REIT
PW
$3.38M
– –
-11
Closed -$1K
PZZA icon
10570
CALL
Papa John's
PZZA
$999M
– –
-8,400
Closed -$294K
QID icon
10571
PUT
ProShares UltraShort QQQ
QID
$268M
– –
-56
Closed -$342K
RBC icon
10572
CALL
RBC Bearings
RBC
$18.8B
– –
-100
Closed -$7K
RCKY icon
10573
Rocky Brands
RCKY
$304M
– –
-800
Closed -$14K
RCON icon
10574
Recon Technology
RCON
$42.7M
$0 ﹤0.01%
+1
New +$363
RDHL
10575
Redhill Biopharma
RDHL
$3.85M
– –
0
– -$1K
421 422
423
424 425

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.