UBS’s Rocky Brands RCKY Stock Holding History

UBS’s Portfolio RCKY Stock Details RCKY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2013 Q4	–	Sell	-800	Closed	-$14K	–	10689
2013 Q3	$14K	Sell	800 -198	-20%	-$3.35K	﹤0.01%	8475
2013 Q2	$15K	Buy	+998	New	+$14.4K	﹤0.01%	8208

Other funds holding RCKY

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

TAM

THB Asset Management Norwalk, Connecticut $440M AUM 59.59% 1-Year Est. Return

CCM

Coliseum Capital Management Rowayton, Connecticut $1.22B AUM 18.72% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

ZIM

ZPR Investment Management Orange City, Florida $46.8M AUM 2.45% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return

KCM

Kennedy Capital Management St Louis, Missouri $4.72B AUM 36.69% 1-Year Est. Return

UBS's RCKY Position: Q4 2013 in Review

UBS sold out of Rocky Brands (RCKY) in Q4 2013, closing a stake of 800 shares — an estimated $14K sold.

UBS first reported a position in RCKY in Q2 2013 and held it in 2 quarters. The position peaked at $15K in Q2 2013. 47 funds tracked by Wall St. Rank hold RCKY as of Q4 2013.

UBS reported no remaining Rocky Brands position as of Q4 2013 after selling out during the quarter.
UBS sold 800 Rocky Brands shares in Q4 2013, an estimated $14K.
UBS first reported a position in Rocky Brands in Q2 2013 and held it in 2 quarters.
UBS's Rocky Brands position peaked at $15K in Q2 2013.
47 funds tracked by Wall St. Rank held Rocky Brands as of Q4 2013.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.