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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SM icon
10551
PUT
SM Energy
SM
$7.26B
– –
-1,200
Closed -$72K
SNA icon
10552
CALL
Snap-on
SNA
$21.1B
– –
-500
Closed -$45K
SNBR
10553
CALL
DELISTED
Sleep Number
SNBR
– –
-400
Closed -$10K
SOXL icon
10554
PUT
Direxion Daily Semiconductor Bull 3X ETF
SOXL
$18.7B
– –
-75,000
Closed -$47K
SOXS icon
10555
CALL
Direxion Daily Semiconductor Bear 3X ETF
SOXS
$1.95B
– –
0
– -$2K
SRDX
10556
PUT
DELISTED
Surmodics
SRDX
– –
-3,400
Closed -$68K
SRS icon
10557
ProShares UltraShort Real Estate
SRS
$14.8M
– –
-180
Closed -$125K
SRTY icon
10558
CALL
ProShares UltraPro Short Russell2000
SRTY
$78.5M
– –
0
– -$2K
SRTY icon
10559
ProShares UltraPro Short Russell2000
SRTY
$78.5M
– –
-1
Closed -$25.7K
STEW
10560
SRH Total Return Fund
STEW
$1.76B
– –
-414
Closed -$3K
STM icon
10561
CALL
STMicroelectronics
STM
$47.7B
– –
-1,500
Closed -$13K
STRL icon
10562
Sterling Infrastructure
STRL
$19.5B
– –
-831
Closed -$8K
SUPN icon
10563
CALL
Supernus Pharmaceuticals
SUPN
$2.73B
– –
-9,000
Closed -$58K
SVRA icon
10564
Savara
SVRA
$1.11B
$0 ﹤0.01%
11
-242
-96% -$7.51K
SVT
10565
DELISTED
Servotronics
SVT
$0 ﹤0.01%
56
-92
-62% -$762
SVXY icon
10566
ProShares Short VIX Short-Term Futures ETF
SVXY
$223M
– –
-8,034
Closed -$410K
TAL icon
10567
PUT
TAL Education Group
TAL
$5.86B
– –
-1,200
Closed -$2K
TATT icon
10568
TAT Technologies
TATT
$560M
– –
-1,920
Closed -$13K
TAYD icon
10569
Taylor Devices
TAYD
$178M
– –
-1,580
Closed -$13K
TCBI icon
10570
CALL
Texas Capital Bancshares
TCBI
$4.28B
– –
-200
Closed -$9K
TENX icon
10571
Tenax Therapeutics
TENX
$429M
– –
0
– –
TGI
10572
CALL
DELISTED
Triumph Group
TGI
– –
-200
Closed -$16K
TGI
10573
PUT
DELISTED
Triumph Group
TGI
– –
-400
Closed -$32K
THRM icon
10574
CALL
Gentherm
THRM
$1.29B
– –
-700
Closed -$13K
TKC icon
10575
CALL
Turkcell
TKC
$4.79B
– –
-600
Closed -$9K
421 422
423
424 425

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.