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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NTGR icon
10526
PUT
NETGEAR
NTGR
$669M
– –
-2,200
Closed -$68K
NTIC icon
10527
Northern Technologies International Corp
NTIC
$76.4M
$0 ﹤0.01%
48
-2,380
-98% -$21.1K
NTZ
10528
Natuzzi
NTZ
$15.6M
– –
-151
Closed -$1K
NWBI icon
10529
PUT
Northwest Bancshares
NWBI
$2.25B
– –
-700
Closed -$9K
NXST icon
10530
CALL
Nexstar Media Group
NXST
$5.6B
– –
-2,700
Closed -$120K
NYT icon
10531
PUT
New York Times
NYT
$11.6B
– –
-2,700
Closed -$34K
OFG icon
10532
OFG Bancorp
OFG
$2.21B
– –
-1,536
Closed -$25K
OFIX icon
10533
PUT
Orthofix Medical
OFIX
$455M
– –
-100
Closed -$2K
ON icon
10534
CALL
ON Semiconductor
ON
$33.8B
– –
-100
Closed -$1K
OPOF
10535
DELISTED
Old Point Financial
OPOF
– –
-1,092
Closed -$14K
ORA icon
10536
CALL
Ormat Technologies
ORA
$6.11B
– –
-100
Closed -$3K
OSUR icon
10537
PUT
OraSure Technologies
OSUR
$273M
– –
-500
Closed -$3K
OXSQ icon
10538
PUT
Oxford Square Capital
OXSQ
$151M
– –
-2,100
Closed -$20K
PBA icon
10539
PUT
Pembina Pipeline
PBA
$29.9B
– –
-1,300
Closed -$43K
PCH
10540
CALL
DELISTED
PotlatchDeltic
PCH
– –
-100
Closed -$4K
PCYO icon
10541
Pure Cycle
PCYO
$257M
$0 ﹤0.01%
10
-4,561
-100% -$28.1K
PDEX icon
10542
Pro-Dex
PDEX
$175M
– –
-104
Closed –
PDFS icon
10543
PUT
PDF Solutions
PDFS
$2.13B
– –
-3,800
Closed -$81K
PEBK icon
10544
Peoples Bancorp of North Carolina
PEBK
$229M
– –
-1,587
Closed -$18K
PEG icon
10545
PUT
Public Service Enterprise Group
PEG
$39.8B
– –
-30,000
Closed -$988K
PENN icon
10546
CALL
PENN Entertainment
PENN
$2.74B
– –
-4,865
Closed -$61K
PFBC icon
10547
Preferred Bank
PFBC
$1.22B
– –
-2,203
Closed -$39K
PGEN icon
10548
CALL
Precigen
PGEN
$1.93B
– –
-105
Closed -$2K
PGF icon
10549
CALL
Invesco Financial Preferred ETF
PGF
$676M
– –
-700
Closed -$12K
PGR icon
10550
CALL
Progressive
PGR
$124B
– –
-2,500
Closed -$68K
420 421
422
423 424

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.