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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LTBR icon
10476
CALL
Lightbridge
LTBR
$246M
– –
-25
Closed -$3K
LXU icon
10477
CALL
LSB Industries
LXU
$881M
– –
-130
Closed -$3K
LXU icon
10478
PUT
LSB Industries
LXU
$881M
– –
-3,250
Closed -$84K
LYG icon
10479
CALL
Lloyds Banking Group
LYG
$87.4B
– –
-9,000
Closed -$43K
LZB icon
10480
PUT
La-Z-Boy
LZB
$1.59B
– –
-100
Closed -$2K
MAA icon
10481
CALL
Mid-America Apartment Communities
MAA
$15.6B
– –
-9,700
Closed -$606K
MAG
10482
CALL
DELISTED
MAG Silver
MAG
– –
-300
Closed -$2K
MAIN icon
10483
CALL
Main Street Capital
MAIN
$4.97B
– –
-2,100
Closed -$63K
MAIN icon
10484
PUT
Main Street Capital
MAIN
$4.97B
– –
-1,300
Closed -$39K
MARPS icon
10485
Marine Petroleum Trust
MARPS
$9.48M
– –
-775
Closed -$13K
MATV icon
10486
CALL
Mativ Holdings
MATV
$448M
– –
-100
Closed -$6K
MCRI icon
10487
CALL
Monarch Casino & Resort
MCRI
$2.14B
– –
-3,900
Closed -$74K
MDIV icon
10488
PUT
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$429M
– –
-200
Closed -$4K
MEOH icon
10489
PUT
Methanex
MEOH
$4.32B
– –
-5,000
Closed -$256K
MFA
10490
PUT
MFA Financial
MFA
$929M
– –
-200
Closed -$6K
MG icon
10491
CALL
Mistras Group
MG
$492M
– –
-600
Closed -$10K
MGA icon
10492
PUT
Magna International
MGA
$17.9B
– –
-800
Closed -$33K
MHO icon
10493
PUT
M/I Homes
MHO
$3.83B
– –
-1,500
Closed -$31K
MIND icon
10494
PUT
MIND Technology
MIND
$50.4M
– –
-10
Closed -$2K
MKSI icon
10495
CALL
MKS Inc
MKSI
$22.2B
– –
-800
Closed -$21K
MLM icon
10496
CALL
Martin Marietta Materials
MLM
$33.6B
– –
-700
Closed -$69K
MNRO icon
10497
CALL
Monro
MNRO
$525M
– –
-700
Closed -$32K
MODV
10498
PUT
DELISTED
ModivCare
MODV
– –
-500
Closed -$14K
MOV icon
10499
PUT
Movado Group
MOV
$812M
– –
-100
Closed -$4K
MSA icon
10500
CALL
Mine Safety
MSA
$6.74B
– –
-100
Closed -$5K
418 419
420
421 422

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.