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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OPHC icon
10476
OptimumBank Holdings
OPHC
$81.8M
$0 ﹤0.01%
+24
New +$364
ORC
10477
Orchid Island Capital
ORC
$1.3B
– –
-45
Closed -$3K
ORI icon
10478
CALL
Old Republic International
ORI
$10.5B
– –
-300
Closed -$4K
PAC icon
10479
CALL
Grupo Aeroportuario del Pacifico
PAC
$12.9B
– –
-100
Closed -$5K
PBA icon
10480
CALL
Pembina Pipeline
PBA
$29B
– –
-1,700
Closed -$52K
PBT
10481
PUT
Permian Basin Royalty Trust
PBT
$1.29B
– –
-2,000
Closed -$27K
PDEX icon
10482
Pro-Dex
PDEX
$183M
$0 ﹤0.01%
104
-4,366
-98% -$8.46K
PDS
10483
PUT
Precision Drilling
PDS
$1.04B
– –
-150
Closed -$26K
PFX icon
10484
PUT
PhenixFIN
PFX
$84.1M
– –
-25
Closed -$7K
IFLN
10485
CALL
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$308M
– –
-200
Closed -$4K
PII icon
10486
PUT
Polaris
PII
$4.25B
– –
-100
Closed -$10K
PIPR icon
10487
CALL
Piper Sandler
PIPR
$5.15B
– –
-1,200
Closed -$9K
PLAB icon
10488
CALL
Photronics
PLAB
$1.76B
– –
-300
Closed -$2K
PLAG icon
10489
Planet Green Holdings
PLAG
$9.77M
$0 ﹤0.01%
+1
New +$220
PLCE icon
10490
CALL
Children's Place
PLCE
$52.9M
– –
-6,100
Closed -$334K
PLCE icon
10491
PUT
Children's Place
PLCE
$52.9M
– –
-1,400
Closed -$77K
PLPC icon
10492
Preformed Line Products
PLPC
$1.52B
– –
-2,319
Closed -$153K
PNW icon
10493
CALL
Pinnacle West Capital
PNW
$12.8B
– –
-200
Closed -$11K
POOL icon
10494
PUT
Pool Corp
POOL
$6.73B
– –
-3,400
Closed -$178K
PRDO icon
10495
PUT
Perdoceo Education
PRDO
$1.99B
– –
-900
Closed -$3K
PRGO icon
10496
PUT
Perrigo
PRGO
$1.4B
– –
-600
Closed -$73K
PRO
10497
DELISTED
PROS Holdings
PRO
– –
-6,063
Closed -$182K
PSMT icon
10498
PUT
Pricesmart
PSMT
$5.81B
– –
-100
Closed -$9K
PSQ icon
10499
PUT
ProShares Short QQQ
PSQ
$832M
– –
-45
Closed -$21K
QLYS icon
10500
Qualys
QLYS
$4.75B
– –
-1,984
Closed -$32K
418 419
420
421 422

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.