UBS’s Piper Sandler PIPR Stock Holding History

UBS’s Portfolio PIPR Stock Details PIPR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2013 Q3	–	Sell	-1,200	Closed	-$9K	–	10622
2013 Q2	$9K	Buy	+1,200	New	+$10.1K	﹤0.01%	8743

Other funds holding PIPR

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

Acadian Asset Management Boston, Massachusetts $70.5B AUM 36% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

JIR

James Investment Research Alpha, Ohio $984M AUM 36.03% 1-Year Est. Return

RFC

Russell Frank Company Seattle, Washington $56.9B AUM 2.13% 1-Year Est. Return

UBS's PIPR Position: Q3 2014 in Review

UBS increased its Piper Sandler (PIPR) stake by 138% in Q3 2014, buying an estimated $52.4K and bringing the position to 6,780 shares worth $89K. The position accounts for ﹤0.01% of the portfolio, ranked #6135.

UBS first reported a position in PIPR in Q2 2013 and has held it in 6 quarters since. 201 funds tracked by Wall St. Rank hold PIPR as of Q3 2014.

UBS held 6,780 shares of Piper Sandler worth $89K as of Q3 2014.
UBS bought 3,928 Piper Sandler shares in Q3 2014, an estimated $52.4K.
Piper Sandler made up ﹤0.01% of UBS's portfolio in Q3 2014, its #6135 holding.
UBS first reported a position in Piper Sandler in Q2 2013 and has held it in 6 quarters since.
201 funds tracked by Wall St. Rank held Piper Sandler as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.