We are live on ! Find out more
PIPR icon

Piper Sandler
PIPR

143 hedge funds and large institutions have $394M invested in Piper Sandler in 2013 Q3 according to their latest regulatory filings, with 16 funds opening new positions, 46 increasing their positions, 48 reducing their positions, and 28 closing their positions.

New
Increased
Maintained
Reduced
Closed

17% more call options, than puts

Call options by funds: $710K | Put options by funds: $607K

7.19% more ownership

Funds ownership: 277.95% → 285.14% (+7.2%)

4% more capital invested

Capital invested by funds: $379M → $394M (+$14.9M)

4% less repeat investments, than reductions

Existing positions increased: 46 | Existing positions reduced: 48

8% less funds holding

Funds holding: 156 → 143 (-13)

43% less first-time investments, than exits

New positions opened: 16 | Existing positions closed: 28

Holders
143
Holders Change
-13
Holders Change %
-8.33%
% of All Funds
4.64%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
16
Increased
46
Reduced
48
Closed
28
Calls
$710K
Puts
$607K
Net Calls
+$103K
Net Calls Change
-$1K

Top Buyers

1
Pzena Investment Management
Pzena Investment Management
New York
+$14.6M
2
RA
Royce & Associates
New York
+$5.86M
3
MCM
Maltese Capital Management
New York
+$3.03M
4
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$2.9M
5
Bank of New York Mellon
Bank of New York Mellon
New York
+$2.43M

Top Sellers

1
RIM
Rainier Investment Management
Washington
-$11.3M
2
HCM
Hodges Capital Management
Texas
-$5.2M
3
Acadian Asset Management
Acadian Asset Management
Massachusetts
-$4.21M
4
QBFM
QS Batterymarch Financial Management
New York
-$3.06M
5
Lord, Abbett & Co
Lord, Abbett & Co
New Jersey
-$2.74M
Name Holding Trade Value Shares
Change 		Change in
Stake
T. Rowe Price Associates
1
T. Rowe Price Associates
Maryland
$39.3M +$2.9M +343,936 +8%
BFA
2
BlackRock Fund Advisors
California
$33.3M +$2M +237,684 +7%
Vanguard Group
3
Vanguard Group
Pennsylvania
$32.3M +$73.2K +8,684 +0.2%
Dimensional Fund Advisors
4
Dimensional Fund Advisors
Texas
$26.9M -$2.25M -267,016 -8%
Bank of New York Mellon
5
Bank of New York Mellon
New York
$24.5M +$2.43M +288,448 +11%
RA
6
Royce & Associates
New York
$20.8M +$5.86M +696,000 +40%
BIT
7
BlackRock Institutional Trust
California
$16.5M -$88.2K -10,476 -0.5%
KCM
8
Kennedy Capital Management
Missouri
$15M +$1.54M +182,640 +12%
Pzena Investment Management
9
Pzena Investment Management
New York
$14.9M +$14.6M +1,737,600 New
State Street
10
State Street
Massachusetts
$13.5M -$94.9K -11,264 -0.7%
Goldman Sachs
11
Goldman Sachs
New York
$10.9M +$1.75M +208,216 +20%
JP Morgan Chase
12
JP Morgan Chase
New York
$10.2M +$199K +23,592 +2%
GWM
13
Greenwich Wealth Management
Connecticut
$9.67M -$1.35M -160,800 -12%
Northern Trust
14
Northern Trust
Illinois
$8.54M -$254K -30,124 -3%
DGHMC
15
Dalton, Greiner, Hartman, Maher & Co
New York
$8.37M +$318K +37,708 +4%
Principal Financial Group
16
Principal Financial Group
Iowa
$7.96M +$148K +17,520 +2%
RFC
17
Russell Frank Company
Washington
$7.78M +$318K +37,724 +4%
AQR Capital Management
18
AQR Capital Management
Connecticut
$6.55M -$1.07M -126,600 -14%
SFM
19
Systematic Financial Management
New Jersey
$6.43M +$160K +19,004 +3%
SCM
20
Signia Capital Management
Washington
$5.88M -$463K -55,016 -7%
Ameriprise
21
Ameriprise
Minnesota
$4.76M +$194K +23,068 +4%
Norges Bank
22
Norges Bank
Norway
$4.55M – – –
Jennison Associates
23
Jennison Associates
New York
$3.53M +$619K +73,500 +22%
Geode Capital Management
24
Geode Capital Management
Massachusetts
$3.19M +$62.6K +7,432 +2%
MCM
25
Maltese Capital Management
New York
$3.09M +$3.03M +360,000 New
1
2 3 4 5

PIPR Hedge Fund Activity: Q3 2013 in Review

143 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Piper Sandler (PIPR) for Q3 2013, worth a combined $394M — up 3.9% from $379M a quarter earlier.

Sellers outnumbered buyers: 28 funds closed out of PIPR and 16 opened new positions — a net loss of 12 holders — while 48 trimmed existing stakes and 46 added.

The largest buyer was Pzena Investment Management, opening a new position worth an estimated $14.6M. The largest seller was Rainier Investment Management, exiting entirely with an estimated $11.3M sold.

  • 143 institutional investors held Piper Sandler (PIPR) as of Q3 2013, down from 156 in Q2 2013.
  • Funds reported $394M of Piper Sandler stock for Q3 2013, up 3.9% quarter-over-quarter.
  • 16 funds opened new Piper Sandler positions in Q3 2013 and 28 closed out, a net change of -12 holders.
  • The largest Piper Sandler buyer in Q3 2013 was Pzena Investment Management, an estimated $14.6M added.
  • The largest Piper Sandler seller in Q3 2013 was Rainier Investment Management, an estimated $11.3M sold.

Based on aggregated 13F filings for Q3 2013.