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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HNRG icon
10426
Hallador Energy
HNRG
$718M
– –
-4
Closed –
HOMB icon
10427
CALL
Home BancShares
HOMB
$6.21B
– –
-200
Closed -$3K
STRR
10428
Star Equity Holdings
STRR
$40.1M
$0 ﹤0.01%
5
-103
-95% -$3.57K
HTGC icon
10429
PUT
Hercules Capital
HTGC
$2.94B
– –
-700
Closed -$11K
IJR icon
10430
PUT
iShares Core S&P Small-Cap ETF
IJR
$109B
– –
-400
Closed -$20K
ILF icon
10431
CALL
iShares Latin America 40 ETF
ILF
$3.77B
– –
-800
Closed -$31K
IMAX icon
10432
PUT
IMAX
IMAX
$2.38B
– –
-700
Closed -$21K
IMNN icon
10433
CALL
Imunon
IMNN
$6.35M
– –
-1
Closed -$13K
IMOS
10434
PUT
ChipMOS TECHNOLOGIES
IMOS
$1.92B
– –
-17,606
Closed -$349K
INBK icon
10435
First Internet Bancorp
INBK
$231M
– –
-1,254
Closed -$33K
INFU icon
10436
InfuSystem Holdings
INFU
$184M
– –
-8,457
Closed -$11K
INSM icon
10437
PUT
Insmed
INSM
$23.2B
– –
-500
Closed -$8K
IQDF icon
10438
FlexShares International Quality Dividend Index Fund
IQDF
$1.13B
– –
-18
Closed –
IQV icon
10439
CALL
IQVIA
IQV
$34.7B
– –
-500
Closed -$22K
ITT icon
10440
CALL
ITT
ITT
$17.5B
– –
-1,000
Closed -$36K
JACK icon
10441
PUT
Jack in the Box
JACK
$278M
– –
-3,500
Closed -$140K
JAKK icon
10442
CALL
Jakks Pacific
JAKK
$280M
– –
-2,920
Closed -$131K
JAKK icon
10443
Jakks Pacific
JAKK
$280M
– –
-111
Closed -$6.66K
JHX icon
10444
James Hardie Industries
JHX
$15.4B
– –
-10
Closed –
JKHY icon
10445
CALL
Jack Henry & Associates
JKHY
$10.7B
– –
-100
Closed -$5K
JLL icon
10446
PUT
Jones Lang LaSalle
JLL
$15.1B
– –
-100
Closed -$9K
JOE icon
10447
CALL
St. Joe Company
JOE
$3.57B
– –
-400
Closed -$8K
KDP icon
10448
CALL
Keurig Dr Pepper
KDP
$40.4B
– –
-2,100
Closed -$94K
KELYB
10449
Kelly Services Class B
KELYB
$760M
$0 ﹤0.01%
599
-300
-33% -$6.55K
KEP icon
10450
PUT
Korea Electric Power
KEP
$15.5B
– –
-400
Closed -$6K
416 417
418
419 420

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.