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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FSTR icon
10401
CALL
Foster
FSTR
$443M
– –
-200
Closed -$9K
FTK icon
10402
CALL
Flotek Industries
FTK
$935M
– –
-700
Closed -$97K
FUL icon
10403
CALL
H.B. Fuller
FUL
$3B
– –
-1,100
Closed -$50K
GASS icon
10404
PUT
StealthGas
GASS
$328M
– –
-1,400
Closed -$13K
GENC icon
10405
Gencor Industries
GENC
$223M
– –
-1,163
Closed -$7K
GEVO icon
10406
Gevo
GEVO
$397M
– –
-21
Closed -$201K
GL icon
10407
CALL
Globe Life
GL
$13.5B
– –
-450
Closed -$22K
GLBZ
10408
DELISTED
Glen Burnie Bancorp
GLBZ
– –
-1,262
Closed -$15K
GLDD
10409
CALL
DELISTED
Great Lakes Dredge & Dock
GLDD
– –
-400
Closed -$3K
GLP icon
10410
PUT
Global Partners
GLP
$1.64B
– –
-300
Closed -$10K
GMED icon
10411
CALL
Globus Medical
GMED
$10.4B
– –
-300
Closed -$5K
GOEX icon
10412
Global X Gold Explorers ETF NEW
GOEX
$106M
– –
-486
Closed -$13K
GORO icon
10413
PUT
Goldgroup Mining Inc.
GORO
$151M
– –
-700
Closed -$5K
GRFS
10414
CALL
Grifois
GRFS
$5.16B
– –
-1,000
Closed -$15K
GTY
10415
PUT
Getty Realty Corp
GTY
$2.1B
– –
-101
Closed -$2K
GURE
10416
CALL
Gulf Resources
GURE
$5.23M
– –
-100
Closed -$9K
GYRO icon
10417
Gyrodyne
GYRO
$12.5M
– –
-59
Closed -$49K
HAS icon
10418
PUT
Hasbro
HAS
$12.6B
– –
-1,800
Closed -$85K
HASI icon
10419
CALL
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$4.9B
– –
-400
Closed -$5K
HBCP icon
10420
Home Bancorp
HBCP
$552M
– –
-318
Closed -$6K
HBI
10421
PUT
DELISTED
Hanesbrands
HBI
– –
-400
Closed -$6K
HELE icon
10422
CALL
Helen of Troy
HELE
$663M
– –
-300
Closed -$13K
HFWA icon
10423
Heritage Financial
HFWA
$1.24B
– –
-713
Closed -$11K
HLIT icon
10424
PUT
Harmonic Inc
HLIT
$1.21B
– –
-800
Closed -$6K
HMY icon
10425
PUT
Harmony Gold Mining
HMY
$9.92B
– –
-15,300
Closed -$52K
415 416
417
418 419

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.