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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLBS icon
10351
Globus Maritime Ltd
GLBS
$63M
– –
0
– -$2K
GNMA icon
10352
iShares GNMA Bond ETF
GNMA
$423M
– –
-153
Closed -$7K
GNTX icon
10353
PUT
Gentex
GNTX
$4.88B
– –
-3,200
Closed -$37K
GPI icon
10354
CALL
Group 1 Automotive
GPI
$4.01B
– –
-100
Closed -$6K
GPK icon
10355
CALL
Graphic Packaging
GPK
$3.3B
– –
-1,200
Closed -$9K
GRBK icon
10356
Green Brick Partners
GRBK
$3.12B
– –
-1,151
Closed -$3K
GRVY
10357
GRAVITY
GRVY
$427M
– –
-704
Closed -$3K
GSBC icon
10358
Great Southern Bancorp
GSBC
$863M
– –
-423
Closed -$11K
GVA icon
10359
CALL
Granite Construction
GVA
$5.49B
– –
-200
Closed -$6K
HBIO icon
10360
CALL
Harvard Bioscience
HBIO
$27M
– –
-1,161
Closed -$41K
HDGE icon
10361
PUT
AdvisorShares Ranger Equity Bear ETF
HDGE
$61.2M
– –
-10
Closed -$2K
HEES
10362
PUT
DELISTED
H&E Equipment Services
HEES
– –
-800
Closed -$17K
HI
10363
PUT
DELISTED
Hillenbrand
HI
– –
-1,900
Closed -$45K
HIHO icon
10364
Highway Holdings
HIHO
$5.23M
– –
-1,420
Closed -$3K
HIW icon
10365
CALL
Highwoods Properties
HIW
$3.73B
– –
-28,700
Closed -$1.02M
HIW icon
10366
PUT
Highwoods Properties
HIW
$3.73B
– –
-500
Closed -$18K
HLIO icon
10367
Helios Technologies
HLIO
$2.59B
– –
-1,017
Closed -$32K
HLX icon
10368
CALL
Helix Energy Solutions
HLX
$1.42B
– –
-200
Closed -$5K
MCHB
10369
CALL
Mechanics Bancorp
MCHB
$3.46B
– –
-100
Closed -$2K
HNRG icon
10370
Hallador Energy
HNRG
$717M
$0 ﹤0.01%
+4
New +$30
HOLX
10371
PUT
DELISTED
Hologic
HOLX
– –
-11,500
Closed -$222K
HROW icon
10372
Harrow
HROW
$1.4B
– –
-97
Closed -$1K
HST icon
10373
CALL
Host Hotels & Resorts
HST
$17.1B
– –
-400
Closed -$7K
HXL icon
10374
PUT
Hexcel
HXL
$8.28B
– –
-6,900
Closed -$235K
ICAD
10375
DELISTED
iCAD Inc
ICAD
– –
-1,915
Closed -$11K
413 414
415
416 417

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.