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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BR icon
10226
CALL
Broadridge
BR
$18.5B
– –
-100
Closed -$3K
BRK.A icon
10227
Berkshire Hathaway Class A
BRK.A
$1.1T
$0 ﹤0.01%
221
+37
+20% +$6.4M
BRKR icon
10228
PUT
Bruker
BRKR
$9.36B
– –
-500
Closed -$8K
BYFC icon
10229
Broadway Financial
BYFC
$93.7M
– –
-82
Closed –
CACI icon
10230
CALL
CACI
CACI
$11.2B
– –
-100
Closed -$6K
CADE
10231
CALL
DELISTED
Cadence Bank
CADE
– –
-1,200
Closed -$21K
CAH icon
10232
PUT
Cardinal Health
CAH
$54.2B
– –
-800
Closed -$38K
CALX icon
10233
PUT
Calix
CALX
$2.34B
– –
-300
Closed -$3K
CAMT icon
10234
Camtek
CAMT
$6.35B
$0 ﹤0.01%
83
-650
-89% -$1.28K
CATO icon
10235
Cato Corp
CATO
$66.7M
– –
-3,224
Closed -$80K
CBT icon
10236
CALL
Cabot Corp
CBT
$4.72B
– –
-200
Closed -$7K
CDNS icon
10237
CALL
Cadence Design Systems
CDNS
$95.5B
– –
-500
Closed -$7K
CDP icon
10238
CALL
COPT Defense Properties
CDP
$4.29B
– –
-1,000
Closed -$26K
CDZI icon
10239
Cadiz
CDZI
$249M
$0 ﹤0.01%
72
-8,851
-99% -$42.5K
CEVA icon
10240
PUT
CEVA Inc
CEVA
$892M
– –
-48,900
Closed -$947K
CFR icon
10241
CALL
Cullen/Frost Bankers
CFR
$10.4B
– –
-100
Closed -$7K
CHCI icon
10242
Comstock Holding Companies
CHCI
$159M
– –
-406
Closed -$8K
CHE icon
10243
CALL
Chemed
CHE
$6.87B
– –
-100
Closed -$7K
CIG.C icon
10244
CEMIG Ordinary Shares
CIG.C
$9.35B
– –
-2,187
Closed -$9K
CLB icon
10245
CALL
Core Laboratories
CLB
$512M
– –
-9,600
Closed -$1.46M
CLS icon
10246
PUT
Celestica
CLS
$37.2B
– –
-93,100
Closed -$880K
CLWT icon
10247
Euro Tech Holdings
CLWT
$11.4M
– –
-4,241
Closed -$3K
CMP icon
10248
PUT
Compass Minerals
CMP
$1.22B
– –
-100
Closed -$8K
CNC icon
10249
CALL
Centene
CNC
$30B
– –
-1,600
Closed -$21K
CNET icon
10250
ZW Data Action Technologies
CNET
$4.59M
– –
-15
Closed –
408 409
410
411 412

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.