UBS’s Cadiz CDZI Stock Holding History

UBS’s Portfolio CDZI Stock Details CDZI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$9K	Sell	842 -1,275	-60%	-$13.1K	﹤0.01%	8912
2014 Q2	$18K	Buy	+2,117	New	+$16K	﹤0.01%	8197
2014 Q1	–	Sell	-636	Closed	-$4K	–	10448
2013 Q4	$4K	Buy	636 +564	+783%	+$3.21K	﹤0.01%	9685
2013 Q3	$0	Sell	72 -8,851	-99%	-$42.5K	﹤0.01%	10374
2013 Q2	$41K	Buy	+8,923	New	+$50.9K	﹤0.01%	6974

Other funds holding CDZI

OAMG

Odey Asset Management Group London, United Kingdom $381M AUM 45.36% 1-Year Est. Return

WAM

Water Asset Management New York $43.6M AUM 40.7% 1-Year Est. Return

ZCG

Zesiger Capital Group New York $59.2M AUM 3.93% 1-Year Est. Return

Boston Partners Boston, Massachusetts $95.5B AUM 28.4% 1-Year Est. Return

Elkhorn Partners Omaha, Nebraska $157M AUM 11.91% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

WIM

Waverton Investment Management London, United Kingdom $7.77B AUM 25.07% 1-Year Est. Return

Altegris Advisors La Jolla, California $12.3M AUM 7.24% 1-Year Est. Return

Sophrosyne Capital New York $11.5M AUM 17.82% 1-Year Est. Return

Commerzbank Aktiengesellschaft Frankfurt, Germany $4.78B AUM 25.31% 1-Year Est. Return

UBS's CDZI Position: Q3 2014 in Review

UBS reduced its Cadiz (CDZI) stake by 60% in Q3 2014, selling an estimated $13.1K and leaving 842 shares worth $9K. The position accounts for ﹤0.01% of the portfolio, ranked #8912.

UBS first reported a position in CDZI in Q2 2013 and has held it in 5 quarters since. The position peaked at $41K in Q2 2013. 48 funds tracked by Wall St. Rank hold CDZI as of Q3 2014.

UBS held 842 shares of Cadiz worth $9K as of Q3 2014.
UBS sold 1,275 Cadiz shares in Q3 2014, an estimated $13.1K.
Cadiz made up ﹤0.01% of UBS's portfolio in Q3 2014, its #8912 holding.
UBS first reported a position in Cadiz in Q2 2013 and has held it in 5 quarters since.
UBS's Cadiz position peaked at $41K in Q2 2013.
48 funds tracked by Wall St. Rank held Cadiz as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.