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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVNT icon
10201
PUT
Avient
AVNT
$3.43B
– –
-1,000
Closed -$25K
AVNW icon
10202
Aviat Networks
AVNW
$264M
$0 ﹤0.01%
23
-75
-77% -$1.18K
AVT icon
10203
CALL
Avnet
AVT
$7.09B
– –
-800
Closed -$27K
AVY icon
10204
PUT
Avery Dennison
AVY
$12.9B
– –
-6,100
Closed -$261K
AWX icon
10205
Avalon Holdings
AWX
$10.1M
– –
-3,301
Closed -$11K
AXTI icon
10206
AXT Inc
AXTI
$2.76B
– –
-19,839
Closed -$49.6K
AYI icon
10207
PUT
Acuity Brands
AYI
$10.3B
– –
-300
Closed -$23K
BAH icon
10208
PUT
Booz Allen Hamilton
BAH
$8.82B
– –
-500
Closed -$9K
BANR icon
10209
CALL
Banner Corp
BANR
$2.38B
– –
-300
Closed -$10K
BBDO icon
10210
Banco Bradesco
BBDO
$34.7B
– –
-26,453
Closed -$174K
BCC icon
10211
CALL
Boise Cascade
BCC
$2.83B
– –
-200
Closed -$5K
BCS icon
10212
CALL
Barclays
BCS
$90.9B
– –
-9,380
Closed -$137K
BCS icon
10213
PUT
Barclays
BCS
$90.9B
– –
-12,663
Closed -$185K
BDC icon
10214
CALL
Belden
BDC
$4.06B
– –
-100
Closed -$5K
BDL icon
10215
Flanigan's Enterprises
BDL
$74.6M
– –
-1,837
Closed -$17K
BELFA icon
10216
Bel Fuse Inc Class A
BELFA
$3B
– –
-503
Closed -$7K
BFH icon
10217
CALL
Bread Financial
BFH
$4.29B
– –
-251
Closed -$36K
BFH icon
10218
PUT
Bread Financial
BFH
$4.29B
– –
-376
Closed -$54K
BHE icon
10219
CALL
Benchmark Electronics
BHE
$2.74B
– –
-1,200
Closed -$24K
BIP icon
10220
PUT
Brookfield Infrastructure Partners
BIP
$19.2B
– –
-504
Closed -$7K
BKD icon
10221
PUT
Brookdale Senior Living
BKD
$3.68B
– –
-100
Closed -$3K
BKLN icon
10222
PUT
Invesco Senior Loan ETF
BKLN
$6.97B
– –
-500
Closed -$12K
BLIN icon
10223
Bridgeline Digital
BLIN
$14.9M
– –
-2
Closed -$3K
BMI icon
10224
CALL
Badger Meter
BMI
$3.87B
– –
-1,000
Closed -$22K
BMO icon
10225
PUT
Bank of Montreal
BMO
$126B
– –
-1,000
Closed -$58K
407 408
409
410 411

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.