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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VSCI
10176
DELISTED
VISION SCIENCES INC (DEL)
VSCI
$1K ﹤0.01%
+1,055
New +$1.03K
BSDM
10177
CALL
DELISTED
BSD MEDICAL CORP (DEL)
BSDM
$1K ﹤0.01%
+800
New +$1.08K
AMCO
10178
DELISTED
ARMCO METALS HOLDINGS INC COM STK NEW (NV)
AMCO
$1K ﹤0.01%
400
-600
-60% -$2.31K
CTC
10179
DELISTED
IFM INVESTMENTS LTD ADS RPSTG 15 CL A ORD SHS (CAYMAN ISL)
CTC
$1K ﹤0.01%
552
-248
-31% -$498
ATHL
10180
DELISTED
ATHLON ENERGY INC COM
ATHL
$1K ﹤0.01%
35
-165
-83% -$5.24K
MXT
10181
DELISTED
MAXCOM TELECOMUNICACIONES S A DE C V SPONSORED ADR REP (MX)
MXT
$1K ﹤0.01%
600
-232
-28% -$437
TZY
10182
DELISTED
ISHARES TR TARGET DATE 2050 ETF
TZY
$1K ﹤0.01%
+23
New +$766
REN.WS
10183
DELISTED
RESOLUTE ENERGY CORPORATION WARRANTS EXP 09/25/2014
REN.WS
$1K ﹤0.01%
+2,850
New +$1.03K
MNTG
10184
DELISTED
M T R GAMING GROUP INC
MNTG
$1K ﹤0.01%
285
-358
-56% -$1.89K
WH
10185
DELISTED
WSP HOLDINGS LTD ADR NEW
WH
$1K ﹤0.01%
200
– –
TC.PRT
10186
DELISTED
THOMPSON CREEK METALS COMPANY INC. COMMON SHARES(CANADA)TANG
TC.PRT
$1K ﹤0.01%
+48
New +$740
ZLCS
10187
CALL
DELISTED
ZALICUS INC COM NEW
ZLCS
$1K ﹤0.01%
+1,000
New +$2.81K
ZLCS
10188
DELISTED
ZALICUS INC COM NEW
ZLCS
$1K ﹤0.01%
1,180
-521
-31% -$1.46K
LON
10189
DELISTED
LONCOR RESOURCES INC ORD SHS (CANADA)
LON
$1K ﹤0.01%
9,442
+42
+0.4% +$6
PACT
10190
CALL
DELISTED
PACTERA TECHNOLOGY INTL LTD SPONSORED ADR
PACT
$1K ﹤0.01%
+200
New +$1.38K
PATH
10191
CALL
DELISTED
NUPATHE INC COM STK
PATH
$1K ﹤0.01%
+400
New +$890
TBAC
10192
DELISTED
TANDY BRANDS ACCESSORIES INC
TBAC
$1K ﹤0.01%
2,220
-896
-29% -$321
CHC.WS
10193
DELISTED
CHINA HYDROELECTRIC CORP WARRANTS EXP 01/25/2014
CHC.WS
$1K ﹤0.01%
+87,600
New +$1.19K
LTON
10194
DELISTED
LINKTONE LTD ADS
LTON
$1K ﹤0.01%
+1,161
New +$3K
OCZ
10195
CALL
DELISTED
OCZ TECHNOLOGY GROUP INC COM STK NEW (DE)
OCZ
$1K ﹤0.01%
34,700
+34,200
+6,840% +$24.5K
HDY
10196
CALL
DELISTED
HYPERDYNAMICS CORP (NEW)
HDY
$1K ﹤0.01%
300
-100
-25% -$349
SANWZ
10197
DELISTED
S&W SEED CO CL B WTS EXP 05/03/2015 (DE)
SANWZ
$1K ﹤0.01%
2,120
-18,033
-89% -$8.51K
TECUB
10198
DELISTED
TECUMSEH PRODUCTS CO CL-B
TECUB
$1K ﹤0.01%
158
-180
-53% -$1.14K
NETE
10199
DELISTED
NETEGRITY INC
NETE
$1K ﹤0.01%
200
-2,319
-92% -$11.6K
CBB
10200
CALL
DELISTED
Cincinnati Bell Inc.
CBB
$1K ﹤0.01%
40
-20
-33% -$312
406 407
408
409 410

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.