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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+1.89%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$113B
AUM Growth
+$5.56B
Cap. Flow
+$4.14B
Cap. Flow %
3.68%
Top 10 Hldgs %
14.26%
Holding
11,559
New
1,144
Increased
4,238
Reduced
4,557
Closed
1,117

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.61B
2
BHI
Baker Hughes
BHI
+$645M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$472M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$264M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$225M

Top Sells

Rank Stock Value
1
HRI icon
Herc Holdings
HRI
+$419M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$252M
3
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$233M
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$202M
5
SNY icon
Sanofi
SNY
+$158M

Sector Composition

Rank Sector Weight
1 Energy 8.95%
2 Financials 7.03%
3 Technology 6.55%
4 Healthcare 6.54%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FCSC
10151
DELISTED
Fibrocell Science Inc.
FCSC
$1K ﹤0.01%
+8
New +$620
TRNX
10152
DELISTED
Taronis Technologies, Inc. Common Stock
TRNX
– –
0
– –
CZFC
10153
DELISTED
Citizens First Corporation
CZFC
$1K ﹤0.01%
110
-490
-82% -$4.83K
VISL
10154
DELISTED
Vislink Technologies, Inc. Common Stock
VISL
– –
0
– –
TISA
10155
DELISTED
TOP Image Systems Ltd
TISA
$1K ﹤0.01%
+150
New +$763
CASM
10156
DELISTED
CAS Medical Systems, Inc.
CASM
$1K ﹤0.01%
627
-2,489
-80% -$5.29K
BEL
10157
PUT
DELISTED
Belmond Ltd.
BEL
$1K ﹤0.01%
100
-100
-50% -$1.47K
IPCI
10158
DELISTED
Intellipharmaceuticals International Inc.
IPCI
$1K ﹤0.01%
+30
New +$1.2K
TSRO
10159
DELISTED
TESARO, Inc.
TSRO
$1K ﹤0.01%
+50
New +$1.57K
HQCL
10160
PUT
DELISTED
Hanwha Q CELLS Co., Ltd.
HQCL
$1K ﹤0.01%
+40
New +$1.23K
ZIONZ
10161
DELISTED
Zions Bancorporation N.A. Warrants
ZIONZ
$1K ﹤0.01%
+173
New +$747
PZE
10162
DELISTED
Petrobras Argentina S A
PZE
$1K ﹤0.01%
110
-19
-15% -$94
CCUR
10163
CALL
DELISTED
CCUR Holdings, Inc. Common Stock
CCUR
$1K ﹤0.01%
+100
New +$835
CRVP
10164
DELISTED
Crystal Rock Holdings, Inc.
CRVP
$1K ﹤0.01%
1,578
+556
+54% +$636
GNCMA
10165
PUT
DELISTED
GCI Liberty, Inc. Class A-1 Common Stock
GNCMA
$1K ﹤0.01%
100
– –
SCMP
10166
PUT
DELISTED
Sucampo Pharmaceuticals, Inc.
SCMP
$1K ﹤0.01%
+100
New +$856
FPP.WS
10167
DELISTED
FieldPoint Petroleum Corporation Common Stock Purchase Warrants
FPP.WS
$1K ﹤0.01%
705
-1,348
-66% -$1.12K
AF
10168
CALL
DELISTED
Astoria Financial Corporation
AF
$1K ﹤0.01%
100
– –
SHOR
10169
PUT
DELISTED
ShoreTel, Inc.
SHOR
$1K ﹤0.01%
100
– –
KCG
10170
PUT
DELISTED
KCG Holdings, Inc.
KCG
$1K ﹤0.01%
+100
New +$1.18K
CACB
10171
DELISTED
Cascade Bancorp
CACB
$1K ﹤0.01%
127
-1,692
-93% -$8.54K
FNBC
10172
DELISTED
First NBC Bank Holding Company
FNBC
$1K ﹤0.01%
16
-782
-98% -$25.8K
ESTE
10173
DELISTED
Earthstone Energy Inc. Class A Common Stock
ESTE
$1K ﹤0.01%
68
-620
-90% -$12.2K
HW
10174
CALL
DELISTED
Headwaters Inc
HW
$1K ﹤0.01%
+100
New +$1.2K
HH
10175
DELISTED
Hooper Holmes Inc
HH
$1K ﹤0.01%
+128
New +$1.08K
405 406
407
408 409

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q1 2014 Portfolio in Review

As of Q1 2014, UBS held 11,559 positions worth $113B, up 5.2% from $107B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

UBS deployed $4.14B of net new capital in Q1 2014, opening 1,144 new positions and adding to 4,238 existing holdings. Its largest new stake was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.

By sector, the portfolio is most concentrated in Energy at 9% of assets, up from 8.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Herc Holdings, an estimated $419M trimmed.

  • UBS's largest Q1 2014 buy was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $1.61B increase.
  • UBS's biggest Q1 2014 reduction was Herc Holdings, cutting an estimated $419M.
  • UBS fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $233M.
  • UBS's ten largest holdings make up 14% of its $113B portfolio in Q1 2014.
  • UBS opened 1,144 new positions and closed 1,117 in Q1 2014.
  • UBS's portfolio value rose 5.2% quarter-over-quarter to $113B.

Based on UBS's 13F filing for Q1 2014, filed 15 May 2014.