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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+1.89%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$113B
AUM Growth
+$5.56B
Cap. Flow
+$4.14B
Cap. Flow %
3.68%
Top 10 Hldgs %
14.26%
Holding
11,559
New
1,144
Increased
4,238
Reduced
4,557
Closed
1,117

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.61B
2
BHI
Baker Hughes
BHI
+$645M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$472M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$264M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$225M

Top Sells

Rank Stock Value
1
HRI icon
Herc Holdings
HRI
+$419M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$252M
3
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$233M
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$202M
5
SNY icon
Sanofi
SNY
+$158M

Sector Composition

Rank Sector Weight
1 Energy 8.95%
2 Financials 7.03%
3 Technology 6.55%
4 Healthcare 6.54%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WNC icon
10126
PUT
Wabash National
WNC
$543M
$1K ﹤0.01%
100
-500
-83% -$6.68K
WVVI icon
10127
Willamette Valley Vineyards
WVVI
$13.5M
$1K ﹤0.01%
100
-406
-80% -$2.56K
RDGT
10128
Ridgetech Inc
RDGT
$1.12M
– –
0
– –
VBFC
10129
DELISTED
Village Bank and Trust Financial Corp.
VBFC
$1K ﹤0.01%
63
-125
-66% -$2.94K
ROIC
10130
CALL
DELISTED
Retail Opportunity Investments Corp.
ROIC
$1K ﹤0.01%
+100
New +$1.46K
VTNR
10131
DELISTED
Vertex Energy, Inc
VTNR
$1K ﹤0.01%
113
-1,887
-94% -$7.26K
EIGR
10132
DELISTED
Eiger BioPharmaceuticals, Inc.
EIGR
– –
0
– –
INFI
10133
CALL
DELISTED
Infinity Pharmaceuticals, Inc.
INFI
$1K ﹤0.01%
100
-200
-67% -$2.68K
BNSO
10134
DELISTED
Bonso Electronic International
BNSO
$1K ﹤0.01%
+863
New +$1.59K
RADA
10135
DELISTED
Rada Electronic Industries Ltd
RADA
$1K ﹤0.01%
180
-1,731
-91% -$5.13K
NPTN
10136
PUT
DELISTED
NEOPHOTONICS CORP
NPTN
$1K ﹤0.01%
+100
New +$745
FMBI
10137
DELISTED
First Midwest Bancorp Inc/IL
FMBI
$1K ﹤0.01%
61
-939
-94% -$15.8K
ADXS
10138
DELISTED
Advaxis Inc
ADXS
$1K ﹤0.01%
21
-166
-89% -$11.7K
SLCT
10139
DELISTED
Select Bancorp, Inc.
SLCT
$1K ﹤0.01%
72
-160
-69% -$1.06K
DFVS
10140
DELISTED
iPath US Treasury 5-year Bear ETN
DFVS
$1K ﹤0.01%
18
-897
-98% -$35.9K
WIFI
10141
CALL
DELISTED
Boingo Wireless, Inc.
WIFI
$1K ﹤0.01%
200
-500
-71% -$3.15K
SYNC
10142
CALL
DELISTED
Synacor, Inc.
SYNC
$1K ﹤0.01%
600
– –
PRCP
10143
PUT
DELISTED
Perceptron Inc
PRCP
$1K ﹤0.01%
100
– –
GSB
10144
DELISTED
GlobalSCAPE, Inc.
GSB
$1K ﹤0.01%
200
– –
ROYT
10145
CALL
DELISTED
PACIFIC COAST OIL TRUST
ROYT
$1K ﹤0.01%
100
-1,100
-92% -$14.8K
MNI
10146
DELISTED
The McClatchy Company Class A Common Stock
MNI
$1K ﹤0.01%
20
-233
-92% -$11.9K
PKD
10147
CALL
DELISTED
Parker Drilling Company
PKD
$1K ﹤0.01%
13
-240
-95% -$27.3K
ARQL
10148
PUT
DELISTED
Arqule Inc
ARQL
$1K ﹤0.01%
400
-800
-67% -$1.79K
SRCI
10149
PUT
DELISTED
SRC Energy Inc
SRCI
$1K ﹤0.01%
+100
New +$960
IDXG
10150
DELISTED
Interpace Biosciences, Inc. Common Stock
IDXG
$1K ﹤0.01%
+2
New +$1.04K
404 405
406
407 408

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q1 2014 Portfolio in Review

As of Q1 2014, UBS held 11,559 positions worth $113B, up 5.2% from $107B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

UBS deployed $4.14B of net new capital in Q1 2014, opening 1,144 new positions and adding to 4,238 existing holdings. Its largest new stake was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.

By sector, the portfolio is most concentrated in Energy at 9% of assets, up from 8.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Herc Holdings, an estimated $419M trimmed.

  • UBS's largest Q1 2014 buy was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $1.61B increase.
  • UBS's biggest Q1 2014 reduction was Herc Holdings, cutting an estimated $419M.
  • UBS fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $233M.
  • UBS's ten largest holdings make up 14% of its $113B portfolio in Q1 2014.
  • UBS opened 1,144 new positions and closed 1,117 in Q1 2014.
  • UBS's portfolio value rose 5.2% quarter-over-quarter to $113B.

Based on UBS's 13F filing for Q1 2014, filed 15 May 2014.