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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STXS icon
10101
Stereotaxis
STXS
$129M
$1K ﹤0.01%
369
-13,487
-97% -$37.9K
SYPR icon
10102
Sypris Solutions
SYPR
$43.7M
$1K ﹤0.01%
338
-1,373
-80% -$4.07K
TIPT icon
10103
Tiptree Inc
TIPT
$668M
$1K ﹤0.01%
90
-10
-10% -$76
UEC icon
10104
PUT
Uranium Energy
UEC
$4.71B
$1K ﹤0.01%
500
-1,900
-79% -$3.58K
VCEL icon
10105
Vericel Corp
VCEL
$2.3B
$1K ﹤0.01%
164
+151
+1,162% +$590
VOC icon
10106
CALL
VOC Energy
VOC
$57.5M
$1K ﹤0.01%
100
– –
ENFY
10107
CALL
DELISTED
Enlightify Inc
ENFY
$1K ﹤0.01%
+33
New +$1.63K
IVAC
10108
CALL
DELISTED
Intevac Inc
IVAC
$1K ﹤0.01%
+100
New +$607
SCPX
10109
DELISTED
Scorpius Holdings, Inc.
SCPX
– –
0
– –
AAU
10110
CALL
DELISTED
Almaden Minerals Ltd
AAU
$1K ﹤0.01%
+500
New +$607
HALL
10111
DELISTED
Hallmark Financial Services, Inc.
HALL
$1K ﹤0.01%
17
-38
-69% -$3.37K
HT
10112
CALL
DELISTED
Hersha Hospitality Trust Priority Class A Common Shares of Beneficial Interest
HT
$1K ﹤0.01%
+50
New +$1.13K
EMAN
10113
PUT
DELISTED
eMagin Corporation
EMAN
$1K ﹤0.01%
200
– –
BSMX
10114
PUT
DELISTED
Banco Santander México, S, A., Institución de Banca Múltiple, Grupo Financiero Santander México
BSMX
$1K ﹤0.01%
+100
New +$1.38K
AMBC.WS
10115
DELISTED
Ambac Financial Group
AMBC.WS
$1K ﹤0.01%
82
-321
-80% -$4.06K
PZN
10116
DELISTED
Pzena Investment Management, Inc. Class A
PZN
$1K ﹤0.01%
+78
New +$660
SYNC
10117
CALL
DELISTED
Synacor, Inc.
SYNC
$1K ﹤0.01%
+600
New +$1.53K
SYNC
10118
DELISTED
Synacor, Inc.
SYNC
$1K ﹤0.01%
420
-24,490
-98% -$62.4K
PRCP
10119
PUT
DELISTED
Perceptron Inc
PRCP
$1K ﹤0.01%
+100
New +$1.17K
GMO
10120
PUT
DELISTED
General Moly, Inc.
GMO
$1K ﹤0.01%
+500
New +$718
SCON
10121
DELISTED
Superconductor Technologies Inc.
SCON
– –
-1
Closed -$2.95K
TTPH
10122
DELISTED
Tetraphase Pharmaceuticals, Inc.
TTPH
$1K ﹤0.01%
3
-36
-92% -$8.58K
ALO
10123
DELISTED
Alio Gold Inc
ALO
$1K ﹤0.01%
49
-657
-93% -$8.48K
TRNX
10124
DELISTED
Taronis Technologies, Inc. Common Stock
TRNX
– –
0
– –
DYSL
10125
DELISTED
Dynasil Corporation of America
DYSL
$1K ﹤0.01%
1,062
-1,147
-52% -$1.18K
403 404
405
406 407

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
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UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.