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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SGF
10051
DELISTED
Aberdeen Singapore Fund
SGF
$2K ﹤0.01%
144
-378
-72% -$4.96K
PERM
10052
DELISTED
Global X Permanent ETF
PERM
$2K ﹤0.01%
69
-1,120
-94% -$26.6K
MGH
10053
DELISTED
Minco Gold Corp
MGH
$2K ﹤0.01%
15,000
-24,751
-62% -$4.4K
EDE
10054
CALL
DELISTED
Empire District Electric
EDE
$2K ﹤0.01%
+100
New +$2.25K
MGN
10055
DELISTED
MINES MGMT INC
MGN
$2K ﹤0.01%
2,434
+448
+23% +$254
JPX
10056
DELISTED
PROSHARES TR ULTRASHORT MSCI PAC EX-JAPAN
JPX
$2K ﹤0.01%
96
-996
-91% -$24.4K
EMDR
10057
DELISTED
VELOCITYSHARES EMERGING MARKETS DR ETF
EMDR
$2K ﹤0.01%
82
– –
PGM
10058
DELISTED
iPath Bloomberg Platinum Subindex Total Return ETN due June 24, 2038
PGM
$2K ﹤0.01%
50
-250
-83% -$7.67K
RPRX
10059
CALL
DELISTED
Repros Therapeutics Inc.
RPRX
$2K ﹤0.01%
100
-5,200
-98% -$98.2K
AMRN
10060
PUT
Amarin Corp
AMRN
$284M
$1K ﹤0.01%
25
-1,110
-98% -$57.5K
ATOS icon
10061
Atossa Therapeutics
ATOS
$22.8M
– –
-1
Closed -$6.58K
AWRE icon
10062
CALL
Aware
AWRE
$23.6M
$1K ﹤0.01%
+100
New +$562
AXTI icon
10063
CALL
AXT Inc
AXTI
$3.09B
$1K ﹤0.01%
400
– –
BBDO icon
10064
Banco Bradesco
BBDO
$33.9B
$1K ﹤0.01%
+177
New +$1.25K
BSBR icon
10065
PUT
Santander
BSBR
$39.7B
$1K ﹤0.01%
104
– –
CARV
10066
DELISTED
Carver Bancorp
CARV
$1K ﹤0.01%
115
-653
-85% -$4.88K
CGEN icon
10067
CALL
Compugen
CGEN
$216M
$1K ﹤0.01%
100
– –
CHCI icon
10068
Comstock Holding Companies
CHCI
$152M
$1K ﹤0.01%
+70
New +$943
CIG icon
10069
PUT
CEMIG Preferred Shares
CIG
$6.09B
$1K ﹤0.01%
257
– –
CIVB icon
10070
Civista Bancshares
CIVB
$594M
$1K ﹤0.01%
166
-305
-65% -$2K
CLIR icon
10071
ClearSign Technologies
CLIR
$22M
$1K ﹤0.01%
8
-1
-11% -$77
CNET icon
10072
ZW Data Action Technologies
CNET
$2.91M
$1K ﹤0.01%
+30
New +$1.13K
CULP icon
10073
Culp Inc
CULP
$45M
$1K ﹤0.01%
55
-2,063
-97% -$40.2K
DJCO icon
10074
Daily Journal
DJCO
$792M
$1K ﹤0.01%
+5
New +$743
DLHC icon
10075
DLH Holdings
DLHC
$73.8M
$1K ﹤0.01%
1,006
+881
+705% +$1.2K
401 402
403
404 405

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.