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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WVVI icon
10051
Willamette Valley Vineyards
WVVI
$13.5M
$1K ﹤0.01%
+100
New +$492
WWR icon
10052
CALL
Westwater Resources
WWR
$51.6M
$1K ﹤0.01%
1
-2
-67% -$3.69K
WWR icon
10053
Westwater Resources
WWR
$51.6M
$1K ﹤0.01%
+1
New +$1.84K
GPUS
10054
Hyperscale Data Inc
GPUS
$55M
– –
0
– –
CDMO
10055
PUT
DELISTED
Avid Bioservices, Inc. Common Stock
CDMO
$1K ﹤0.01%
71
-1,329
-95% -$13.2K
SEEL
10056
CALL
DELISTED
Seelos Therapeutics, Inc. Common Stock
SEEL
– –
0
– –
SEEL
10057
PUT
DELISTED
Seelos Therapeutics, Inc. Common Stock
SEEL
– –
0
– –
HMNF
10058
DELISTED
HMN Financial Inc
HMNF
$1K ﹤0.01%
+77
New +$570
ALIM
10059
CALL
DELISTED
Alimera Sciences
ALIM
$1K ﹤0.01%
+20
New +$1.25K
MCBC
10060
DELISTED
Macatawa Bank Corp
MCBC
$1K ﹤0.01%
+136
New +$690
GENE
10061
DELISTED
Genetic Technologies Ltd.
GENE
$1K ﹤0.01%
+6
New +$1.43K
MTBL
10062
PUT
DELISTED
Moatable, Inc. American Depositary Share (each representing forty-five (45) Class A Ordinary Shares)
MTBL
$1K ﹤0.01%
267
-333
-56% -$1.71K
EMAN
10063
PUT
DELISTED
eMagin Corporation
EMAN
$1K ﹤0.01%
200
-7,800
-98% -$24.9K
ATHX
10064
PUT
DELISTED
Athersys, Inc. Common Stock
ATHX
$1K ﹤0.01%
20
– –
CNR
10065
CALL
DELISTED
Cornerstone Building Brands, Inc.
CNR
$1K ﹤0.01%
100
-900
-90% -$12K
PBCT
10066
PUT
DELISTED
People's United Financial Inc
PBCT
$1K ﹤0.01%
100
-2,000
-95% -$29.7K
ECHO
10067
DELISTED
Echo Global Logistics, Inc.
ECHO
$1K ﹤0.01%
26
-304
-92% -$6.41K
JMP
10068
DELISTED
JMP Group LLC
JMP
$1K ﹤0.01%
170
-3,313
-95% -$22.5K
LEAF
10069
DELISTED
Leaf Group Ltd.
LEAF
$1K ﹤0.01%
101
-932
-90% -$12.2K
HCAP
10070
DELISTED
Harvest Capital Credit Corporation
HCAP
$1K ﹤0.01%
54
-724
-93% -$10.9K
RLH
10071
DELISTED
Red Lions Hotel Corporation
RLH
$1K ﹤0.01%
274
-10,872
-98% -$65.2K
AFH
10072
DELISTED
Atlas Financial Holdings, Inc. Ordinary Shares
AFH
$1K ﹤0.01%
+139
New +$1.33K
STML
10073
DELISTED
Stemline Therapeutics, Inc.
STML
$1K ﹤0.01%
+25
New +$815
AVEO
10074
DELISTED
AVEO Pharmaceuticals, Inc.
AVEO
$1K ﹤0.01%
50
– –
ARQL
10075
PUT
DELISTED
Arqule Inc
ARQL
$1K ﹤0.01%
+300
New +$753
401 402
403
404 405

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.