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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
YTEN
9976
DELISTED
Yield10 Bioscience, Inc. Common Stock
YTEN
– –
0
– –
BFX
9977
PUT
DELISTED
BowFlex Inc.
BFX
$2K ﹤0.01%
200
-400
-67% -$3.02K
QUMU
9978
DELISTED
Qumu Corp.
QUMU
$2K ﹤0.01%
+190
New +$2.5K
SMIT
9979
DELISTED
Schmitt Industries Inc
SMIT
$2K ﹤0.01%
892
-1,475
-62% -$3.81K
DRE
9980
CALL
DELISTED
Duke Realty Corp.
DRE
$2K ﹤0.01%
100
-100
-50% -$1.56K
GPL
9981
CALL
DELISTED
Great Panther Mining Limited
GPL
$2K ﹤0.01%
240
-440
-65% -$3.4K
KRA
9982
CALL
DELISTED
Kraton Corporation
KRA
$2K ﹤0.01%
100
– –
ZIXI
9983
CALL
DELISTED
Zix Corporation
ZIXI
$2K ﹤0.01%
+500
New +$2.25K
JMP
9984
DELISTED
JMP Group LLC
JMP
$2K ﹤0.01%
212
+42
+25% +$282
SLCT
9985
DELISTED
Select Bancorp, Inc.
SLCT
$2K ﹤0.01%
232
-151
-39% -$1.01K
TLGT
9986
DELISTED
Teligent, Inc
TLGT
$2K ﹤0.01%
67
-38
-36% -$968
AEGN
9987
CALL
DELISTED
Aegion Corp
AEGN
$2K ﹤0.01%
+100
New +$2.17K
OXFD
9988
DELISTED
Oxford Immunotec Global PLC Ordinary Shares
OXFD
$2K ﹤0.01%
+84
New +$1.49K
ZAGG
9989
PUT
DELISTED
ZAGG Inc Common Stock (Delaware)
ZAGG
$2K ﹤0.01%
+500
New +$2.14K
EIGI
9990
DELISTED
Endurance International Group Holdings, Inc.
EIGI
$2K ﹤0.01%
+114
New +$1.45K
AKRX
9991
PUT
DELISTED
Akorn Inc
AKRX
$2K ﹤0.01%
+100
New +$2.26K
CBM
9992
CALL
DELISTED
Cambrex Corporation
CBM
$2K ﹤0.01%
+100
New +$1.73K
CLD
9993
PUT
DELISTED
Cloud Peak Energy Inc
CLD
$2K ﹤0.01%
100
-2,800
-97% -$45.6K
NTRI
9994
CALL
DELISTED
NutriSystem, Inc.
NTRI
$2K ﹤0.01%
100
-1,000
-91% -$17.5K
NXTM
9995
PUT
DELISTED
NxStage Medical Inc.
NXTM
$2K ﹤0.01%
+200
New +$2.27K
FBR
9996
DELISTED
Fibria Celulose Sa
FBR
$2K ﹤0.01%
155
-5,357
-97% -$65.9K
RHE
9997
DELISTED
Regional Health Properties, Inc.
RHE
$2K ﹤0.01%
+46
New +$2.22K
RIBTW
9998
DELISTED
RiceBran Technologies - Warrant
RIBTW
$2K ﹤0.01%
+1,195
New +$1.55K
CDTI
9999
DELISTED
CDTI Advanced Materials, Inc. Common Stock
CDTI
$2K ﹤0.01%
60
+8
+15% +$290
STRP
10000
DELISTED
Straight Path Communications Inc.
STRP
$2K ﹤0.01%
302
+52
+21% +$341
398 399
400
401 402

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.