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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OBAS
9976
DELISTED
Optibase Ltd
OBAS
$2K ﹤0.01%
350
– –
TELK
9977
DELISTED
TELIK, INC
TELK
$2K ﹤0.01%
1,546
+373
+32% +$487
MRGE
9978
PUT
DELISTED
MERGE HEALTHCARE INC COM STK (WI)
MRGE
$2K ﹤0.01%
+700
New +$2.34K
AQQ
9979
DELISTED
AMERICAN SPECTRUM REALTY INC
AQQ
$2K ﹤0.01%
+1,104
New +$2.62K
CEMI
9980
DELISTED
Chembio diagnostics, Inc.
CEMI
$2K ﹤0.01%
+502
New +$2.13K
NTP
9981
PUT
DELISTED
Nam Tai Property Inc.
NTP
$2K ﹤0.01%
200
-1,700
-89% -$12.7K
EIA
9982
DELISTED
Eaton Vance California Municipal Bond II Shares of Ben. Int.
EIA
$2K ﹤0.01%
+135
New +$1.46K
OREX
9983
PUT
DELISTED
Orexigen Therapeutics, Inc.
OREX
$2K ﹤0.01%
30
-1,600
-98% -$108K
CFNL
9984
CALL
DELISTED
Cardinal Financial Corp
CFNL
$2K ﹤0.01%
+100
New +$1.66K
HEOP
9985
DELISTED
Heritage Oaks Bancorp
HEOP
$2K ﹤0.01%
249
-1,977
-89% -$12.8K
AIXG
9986
CALL
DELISTED
Aixtron SE
AIXG
$2K ﹤0.01%
100
– –
WIBC
9987
CALL
DELISTED
WILSHIRE BANCORP INC
WIBC
$2K ﹤0.01%
+200
New +$1.67K
WIBC
9988
DELISTED
WILSHIRE BANCORP INC
WIBC
$2K ﹤0.01%
235
-2,920
-93% -$24.3K
QGENF
9989
PUT
DELISTED
QIAGEN NV
QGENF
$2K ﹤0.01%
100
– –
KNGT
9990
CALL
DELISTED
KNIGHT TRANSPORTATION INC
KNGT
$2K ﹤0.01%
100
-100
-50% -$2K
ZOOM
9991
DELISTED
ZOOM TECHNOLOGIES INC COM STK (DELAWARE)
ZOOM
$2K ﹤0.01%
947
+397
+72% +$1.33K
TRIT
9992
DELISTED
TRI-TECH HLDG INC ORD SHS (KY)
TRIT
$2K ﹤0.01%
1,058
+551
+109% +$796
AZPN
9993
DELISTED
ASPEN TECHNOLOGY INC
AZPN
$2K ﹤0.01%
52
-3,796
-99% -$146K
MTSL
9994
DELISTED
MER TELEMANAGEMENT SOLUTNS LTD
MTSL
$2K ﹤0.01%
+1,135
New +$2K
SBB
9995
DELISTED
SUSSEX BANCORP
SBB
$2K ﹤0.01%
318
-2,638
-89% -$16.6K
IFO
9996
DELISTED
INFOSONICS CORPORATION
IFO
$2K ﹤0.01%
+3,418
New +$2K
AIM
9997
AIM ImmunoTech
AIM
$6.54M
– –
0
– –
ACCO icon
9998
PUT
Acco Brands
ACCO
$401M
$1K ﹤0.01%
100
– –
ANGO icon
9999
AngioDynamics
ANGO
$593M
$1K ﹤0.01%
100
-249
-71% -$2.94K
APPS icon
10000
Digital Turbine
APPS
$1.02B
$1K ﹤0.01%
+262
New +$849
398 399
400
401 402

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.