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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+1.89%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$113B
AUM Growth
+$5.56B
Cap. Flow
+$4.14B
Cap. Flow %
3.68%
Top 10 Hldgs %
14.26%
Holding
11,559
New
1,144
Increased
4,238
Reduced
4,557
Closed
1,117

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.61B
2
BHI
Baker Hughes
BHI
+$645M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$472M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$264M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$225M

Top Sells

Rank Stock Value
1
HRI icon
Herc Holdings
HRI
+$419M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$252M
3
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$233M
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$202M
5
SNY icon
Sanofi
SNY
+$158M

Sector Composition

Rank Sector Weight
1 Energy 8.95%
2 Financials 7.03%
3 Technology 6.55%
4 Healthcare 6.54%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LTRX icon
9926
Lantronix
LTRX
$236M
$2K ﹤0.01%
1,116
– –
MBWM icon
9927
Mercantile Bank Corp
MBWM
$1.01B
$2K ﹤0.01%
114
– –
MCHX icon
9928
PUT
Marchex
MCHX
$79.7M
$2K ﹤0.01%
+200
New +$2.11K
MHO icon
9929
CALL
M/I Homes
MHO
$3.83B
$2K ﹤0.01%
100
-700
-88% -$16.7K
MSB
9930
PUT
Mesabi Trust
MSB
$295M
$2K ﹤0.01%
100
-300
-75% -$6.34K
NAK
9931
PUT
Northern Dynasty Minerals
NAK
$885M
$2K ﹤0.01%
+1,800
New +$2.24K
NBTB icon
9932
CALL
NBT Bancorp
NBTB
$2.72B
$2K ﹤0.01%
+100
New +$2.42K
SDEV
9933
Stablecoin Development Corp
SDEV
$29.8M
– –
0
– –
NG icon
9934
PUT
NovaGold Resources
NG
$2.6B
$2K ﹤0.01%
+500
New +$1.7K
NSYS icon
9935
Nortech Systems
NSYS
$39.8M
$2K ﹤0.01%
+447
New +$2.38K
OESX icon
9936
CALL
Orion Energy Systems
OESX
$41.1M
$2K ﹤0.01%
30
– –
PBHC icon
9937
Pathfinder Bancorp
PBHC
$99.5M
$2K ﹤0.01%
254
-3
-1% -$26
PENN icon
9938
PUT
PENN Entertainment
PENN
$2.74B
$2K ﹤0.01%
+200
New +$2.47K
PERI icon
9939
Perion Network
PERI
$367M
$2K ﹤0.01%
81
-219
-73% -$7.95K
PERI icon
9940
PUT
Perion Network
PERI
$367M
$2K ﹤0.01%
67
-333
-83% -$12.1K
PGR icon
9941
PUT
Progressive
PGR
$124B
$2K ﹤0.01%
100
-900
-90% -$21.9K
PKE icon
9942
Park Aerospace
PKE
$745M
$2K ﹤0.01%
51
-2,060
-98% -$59.1K
PLOW icon
9943
CALL
Douglas Dynamics
PLOW
$1.07B
$2K ﹤0.01%
+100
New +$1.62K
PLUR icon
9944
PUT
Pluri
PLUR
$19.2M
$2K ﹤0.01%
+6
New +$1.93K
PNRG icon
9945
PrimeEnergy Resources
PNRG
$303M
$2K ﹤0.01%
+30
New +$1.56K
PRSO icon
9946
Peraso
PRSO
$10.3M
– –
0
– –
QMCO icon
9947
Quantum Corp
QMCO
$437M
$2K ﹤0.01%
12
-62
-84% -$12.1K
QUAD icon
9948
CALL
Quad
QUAD
$430M
$2K ﹤0.01%
100
-100
-50% -$2.39K
RCON icon
9949
Recon Technology
RCON
$42.7M
$2K ﹤0.01%
6
+5
+500% +$2.21K
RICK icon
9950
RCI Hospitality Holdings
RICK
$199M
$2K ﹤0.01%
143
-5,275
-97% -$59.4K
396 397
398
399 400

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q1 2014 Portfolio in Review

As of Q1 2014, UBS held 11,559 positions worth $113B, up 5.2% from $107B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

UBS deployed $4.14B of net new capital in Q1 2014, opening 1,144 new positions and adding to 4,238 existing holdings. Its largest new stake was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.

By sector, the portfolio is most concentrated in Energy at 9% of assets, up from 8.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Herc Holdings, an estimated $419M trimmed.

  • UBS's largest Q1 2014 buy was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $1.61B increase.
  • UBS's biggest Q1 2014 reduction was Herc Holdings, cutting an estimated $419M.
  • UBS fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $233M.
  • UBS's ten largest holdings make up 14% of its $113B portfolio in Q1 2014.
  • UBS opened 1,144 new positions and closed 1,117 in Q1 2014.
  • UBS's portfolio value rose 5.2% quarter-over-quarter to $113B.

Based on UBS's 13F filing for Q1 2014, filed 15 May 2014.