UBS’s NBT Bancorp NBTB Stock Holding History

UBS’s Portfolio NBTB Stock Details NBTB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-100	Closed	-$2K	–	10601
2014 Q2	$2K	Hold	100	–	–	﹤0.01%	10045
2014 Q1	$2K	Buy	+100	New	+$2.42K	﹤0.01%	10035

Other funds holding NBTB

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

CIP

Champlain Investment Partners Burlington, Vermont $7.88B AUM 6.82% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

Norges Bank Oslo, Norway $935B AUM

UBS's NBTB Position: Q3 2014 in Review

UBS reduced its NBT Bancorp (NBTB) stake by 12% in Q3 2014, selling an estimated $50.5K and leaving 16,042 shares worth $361K. The position accounts for ﹤0.01% of the portfolio, ranked #4593.

UBS first reported a position in NBTB in Q2 2013 and has held it in 6 quarters since. The position peaked at $437K in Q2 2014. 132 funds tracked by Wall St. Rank hold NBTB as of Q3 2014.

UBS held 16,042 shares of NBT Bancorp worth $361K as of Q3 2014.
UBS sold 2,135 NBT Bancorp shares in Q3 2014, an estimated $50.5K.
NBT Bancorp made up ﹤0.01% of UBS's portfolio in Q3 2014, its #4593 holding.
UBS first reported a position in NBT Bancorp in Q2 2013 and has held it in 6 quarters since.
UBS's NBT Bancorp position peaked at $437K in Q2 2014.
132 funds tracked by Wall St. Rank held NBT Bancorp as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.