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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NILE
9926
DELISTED
Blue Nile, Inc.
NILE
$2K ﹤0.01%
58
-1,654
-97% -$63.7K
STRZB
9927
DELISTED
Starz - Series B
STRZB
$2K ﹤0.01%
83
-1,000
-92% -$24.5K
QLTI
9928
DELISTED
QLT Inc
QLTI
$2K ﹤0.01%
505
-3,612
-88% -$15.7K
SGI
9929
CALL
DELISTED
Silicon Graphics Intl.
SGI
$2K ﹤0.01%
100
-10,800
-99% -$174K
COSI
9930
DELISTED
COSI INC NEW COM STK (DE)
COSI
$2K ﹤0.01%
861
-1,219
-59% -$2.8K
EXAM
9931
DELISTED
EXAMWORKS GROUP INC COM STK (DE)
EXAM
$2K ﹤0.01%
+88
New +$2.06K
XNPT
9932
PUT
DELISTED
XENOPORT, INC.
XNPT
$2K ﹤0.01%
400
-100
-20% -$522
UNTD
9933
CALL
DELISTED
UNITED ONLINE INC COM NEW
UNTD
$2K ﹤0.01%
43
-2,957
-99% -$166K
ENZN
9934
CALL
DELISTED
ENZON PHARMACEUTICALS INC
ENZN
$2K ﹤0.01%
+900
New +$1.67K
NTLS
9935
CALL
DELISTED
NTELOS HLDGS CORP COM
NTLS
$2K ﹤0.01%
+100
New +$1.73K
GIG
9936
DELISTED
GigPeak, Inc.
GIG
$2K ﹤0.01%
+1,854
New +$2.34K
THTI
9937
DELISTED
THT HEAT TRANSFER TECHNOLOGY, INC. COMMON STOCK
THTI
$2K ﹤0.01%
1,520
-1,800
-54% -$1.83K
PSBH
9938
DELISTED
PSB HOLDINGS INC
PSBH
$2K ﹤0.01%
256
-777
-75% -$4.83K
SFY
9939
PUT
DELISTED
SWIFT ENERGY CO (HOLDING COMPANY)
SFY
$2K ﹤0.01%
200
– –
STNR
9940
DELISTED
STEINER LEISURE LTD
STNR
$2K ﹤0.01%
39
-1,938
-98% -$111K
PLNR
9941
DELISTED
PLANAR SYSTEMS INC
PLNR
$2K ﹤0.01%
1,000
-907
-48% -$1.67K
LIQD
9942
DELISTED
LIQUID HLDGS GROUP INC COM STK (DE)
LIQD
$2K ﹤0.01%
+286
New +$2.21K
CMLP
9943
CALL
DELISTED
CRESTWOOD MIDSTREAM PARTNERS LP NEW UTS REP LTD PRT INT (DE)
CMLP
$2K ﹤0.01%
+100
New +$2.34K
HNSN
9944
PUT
DELISTED
HANSEN MEDICAL, INC. COM NEW
HNSN
$2K ﹤0.01%
+100
New +$1.57K
VRS
9945
DELISTED
VERSO CORP COM STK (DE)
VRS
$2K ﹤0.01%
2,000
+246
+14% +$218
PWRD
9946
PUT
DELISTED
PERFECT WORLD CO LTD SPONSORED ADR REPSTG CL B (CAYMAN ISL)
PWRD
$2K ﹤0.01%
100
– –
RALY
9947
DELISTED
RALLY SOFTWARE DEV CORP
RALY
$2K ﹤0.01%
+58
New +$1.6K
AVIV
9948
CALL
DELISTED
AVIV REIT INC COM STK (MD)
AVIV
$2K ﹤0.01%
100
– –
PTRY
9949
DELISTED
PANTRY INC (THE)
PTRY
$2K ﹤0.01%
191
+107
+127% +$1.28K
COCO
9950
PUT
DELISTED
CORINTHIAN COLLEGES INC
COCO
$2K ﹤0.01%
800
-800
-50% -$1.85K
396 397
398
399 400

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MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.