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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSMA
9851
DELISTED
CREDIT SUISSE X-LINKS MERGER ARBITRAGE ETNS DUE 10/6/2020
CSMA
$3K ﹤0.01%
+138
New +$2.89K
PULB
9852
DELISTED
PULASKI FINANCIAL CORP
PULB
$3K ﹤0.01%
259
-839
-76% -$9.1K
RJET
9853
DELISTED
REPUBLIC AWYS HLDGS INC
RJET
$3K ﹤0.01%
313
-122,981
-100% -$1.34M
GRH
9854
DELISTED
GREENHUNTER RESOURCES INC. COM
GRH
$3K ﹤0.01%
2,835
+2,813
+12,786% +$3.73K
CTCT
9855
CALL
DELISTED
CONSTANT CONTACT, INC COM
CTCT
$3K ﹤0.01%
100
-1,400
-93% -$36.9K
DYAX
9856
CALL
DELISTED
DYAX CORPORATION
DYAX
$3K ﹤0.01%
+400
New +$3.04K
BDBD
9857
CALL
DELISTED
BOULDER BRANDS INC
BDBD
$3K ﹤0.01%
200
-600
-75% -$9.31K
THTI
9858
DELISTED
THT HEAT TRANSFER TECHNOLOGY, INC. COMMON STOCK
THTI
$3K ﹤0.01%
2,745
+1,225
+81% +$1.26K
VRTA
9859
DELISTED
VESTIN REALTY MORTGAGE I INC COM STK NEW
VRTA
$3K ﹤0.01%
375
-502
-57% -$3.4K
CPAH
9860
DELISTED
Counterpath Corp
CPAH
$3K ﹤0.01%
+259
New +$3.39K
TIGR
9861
DELISTED
TIGERLOGIC CORPORATION COM STK (DE)
TIGR
$3K ﹤0.01%
+1,634
New +$3.03K
STRI
9862
CALL
DELISTED
STR HLDGS INC COM STK NEW (DE)
STRI
$3K ﹤0.01%
667
– –
HNSN
9863
CALL
DELISTED
HANSEN MEDICAL, INC. COM NEW
HNSN
$3K ﹤0.01%
200
-880
-81% -$16.3K
PMFG
9864
DELISTED
PMFG INC COM STK (DE)
PMFG
$3K ﹤0.01%
378
-2,241
-86% -$17.5K
NOR
9865
CALL
DELISTED
NORANDA ALUM HLDG CORP COM NEW
NOR
$3K ﹤0.01%
114
+28
+33% +$523
NOR
9866
PUT
DELISTED
NORANDA ALUM HLDG CORP COM NEW
NOR
$3K ﹤0.01%
143
-643
-82% -$12K
URZ
9867
DELISTED
URANERZ ENERGY CORP
URZ
$3K ﹤0.01%
2,000
+1,000
+100% +$1.01K
VIDE
9868
DELISTED
VIDEO DISPLAY CORP
VIDE
$3K ﹤0.01%
726
+381
+110% +$1.4K
EDS
9869
DELISTED
EXCEED COMPANY LTD ORD SHS
EDS
$3K ﹤0.01%
+1,796
New +$2.83K
CMSB
9870
DELISTED
CMS BANCORP, INC. COM
CMSB
$3K ﹤0.01%
307
-284
-48% -$2.45K
VTSS
9871
CALL
DELISTED
VITESSE SEMICONDUCTOR CORPORATION COMMON STOCK
VTSS
$3K ﹤0.01%
1,000
-1,600
-62% -$4.56K
CACH
9872
DELISTED
CACHE INC (DE)
CACH
$3K ﹤0.01%
582
-964
-62% -$5.37K
UVG
9873
DELISTED
PROSHARES ULTRA RUSSELL 1000 VALUE
UVG
$3K ﹤0.01%
+41
New +$2.31K
SPPR
9874
DELISTED
SUPERTEL HOSPITALITY, INC. COM NEW (MD)
SPPR
$3K ﹤0.01%
+1,168
New +$5.54K
EDMC
9875
DELISTED
EDUCATION MGMT CORP NEW COM STK (PA)
EDMC
$3K ﹤0.01%
+311
New +$3.65K
393 394
395
396 397

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.