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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DSS icon
9826
CALL
DSS Inc
DSS
$5.47M
$2K ﹤0.01%
+1
New +$3.32K
EBF icon
9827
PUT
Ennis
EBF
$554M
$2K ﹤0.01%
+100
New +$1.82K
EGHT icon
9828
CALL
8x8 Inc
EGHT
$271M
$2K ﹤0.01%
200
-700
-78% -$6.54K
ELTK icon
9829
Eltek
ELTK
$57.7M
$2K ﹤0.01%
365
+61
+20% +$379
EVTC icon
9830
CALL
Evertec
EVTC
$1.94B
$2K ﹤0.01%
100
-100
-50% -$2.38K
EZPW icon
9831
CALL
Ezcorp Inc
EZPW
$1.85B
$2K ﹤0.01%
+100
New +$1.79K
GBR icon
9832
New Concept Energy
GBR
$3.51M
$2K ﹤0.01%
1,357
-1,447
-52% -$1.73K
GREK
9833
Global X MSCI Greece ETF
GREK
$291M
$2K ﹤0.01%
+38
New +$1.96K
GRX
9834
Gabelli Healthcare & Wellness Trust
GRX
$143M
$2K ﹤0.01%
159
-7
-4% -$68
GTY
9835
PUT
Getty Realty Corp
GTY
$2.17B
$2K ﹤0.01%
101
– –
IBCP icon
9836
CALL
Independent Bank Corp
IBCP
$797M
$2K ﹤0.01%
+200
New +$1.69K
IBIO icon
9837
iBio
IBIO
$69.1M
$2K ﹤0.01%
1
-4
-80% -$9.56K
IHT
9838
InnSuites Hospitality Trust
IHT
$16.3M
$2K ﹤0.01%
1,358
-741
-35% -$1.13K
KTOS icon
9839
PUT
Kratos Defense & Security Solutions
KTOS
$9.12B
$2K ﹤0.01%
+200
New +$1.51K
LINC icon
9840
CALL
Lincoln Educational Services
LINC
$1.33B
$2K ﹤0.01%
500
– –
LINC icon
9841
PUT
Lincoln Educational Services
LINC
$1.33B
$2K ﹤0.01%
500
– –
LITB
9842
PUT
LightInTheBox
LITB
$54M
$2K ﹤0.01%
+33
New +$2.83K
LODE icon
9843
CALL
Comstock
LODE
$215M
$2K ﹤0.01%
+4
New +$1.96K
LZB icon
9844
PUT
La-Z-Boy
LZB
$1.65B
$2K ﹤0.01%
100
– –
MAG
9845
CALL
DELISTED
MAG Silver
MAG
$2K ﹤0.01%
+300
New +$1.91K
MIND icon
9846
MIND Technology
MIND
$45.8M
$2K ﹤0.01%
+12
New +$2.02K
MIND icon
9847
PUT
MIND Technology
MIND
$45.8M
$2K ﹤0.01%
10
-90
-90% -$15.1K
MMSI icon
9848
CALL
Merit Medical Systems
MMSI
$4.67B
$2K ﹤0.01%
200
-300
-60% -$3.86K
MTH icon
9849
Meritage Homes
MTH
$4.89B
$2K ﹤0.01%
72
– –
NCTY
9850
The9 Ltd
NCTY
$70.6M
$2K ﹤0.01%
+2
New +$1.85K
392 393
394
395 396

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.