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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTW
9801
DELISTED
First Trust Taiwan AlphaDEX Fund
FTW
$3K ﹤0.01%
107
+105
+5,250% +$3.24K
IRV
9802
DELISTED
SPDR S&P International Materials Sector
IRV
$3K ﹤0.01%
114
+61
+115% +$1.36K
MWW
9803
CALL
DELISTED
Monster Worldwide Inc
MWW
$3K ﹤0.01%
700
-300
-30% -$1.47K
HTCH
9804
DELISTED
HUTCHINSON TECHNOLOGY INC
HTCH
$3K ﹤0.01%
+984
New +$3.96K
GRO
9805
DELISTED
Agria Corp
GRO
$3K ﹤0.01%
2,987
-6,236
-68% -$7.12K
VRNM
9806
CALL
DELISTED
VERENIUM CORP COM STK (US)
VRNM
$3K ﹤0.01%
+700
New +$1.81K
FSGI
9807
DELISTED
FIRST SECURITY GROUP, INC.
FSGI
$3K ﹤0.01%
1,311
+1,237
+1,672% +$2.84K
AAME icon
9808
Atlantic American Corp
AAME
$32.6M
$2K ﹤0.01%
585
-2,364
-80% -$9.13K
ACHV icon
9809
Achieve Life Sciences
ACHV
$634M
– –
0
– –
ACRE
9810
PUT
Ares Commercial Real Estate
ACRE
$256M
$2K ﹤0.01%
+200
New +$2.56K
AGI icon
9811
CALL
Alamos Gold
AGI
$12.1B
$2K ﹤0.01%
+100
New +$1.5K
ALT icon
9812
CALL
Altimmune
ALT
$581M
$2K ﹤0.01%
3
-7
-70% -$4.01K
ANGI icon
9813
CALL
Angi Inc
ANGI
$252M
$2K ﹤0.01%
10
-280
-97% -$65.1K
ASB icon
9814
CALL
Associated Banc-Corp
ASB
$5.86B
$2K ﹤0.01%
+100
New +$1.65K
BRFS
9815
PUT
DELISTED
BRF SA
BRFS
$2K ﹤0.01%
+100
New +$2.3K
CBZ icon
9816
CBIZ
CBZ
$2.51B
$2K ﹤0.01%
310
-2,958
-91% -$21.2K
CCRD
9817
DELISTED
CoreCard
CCRD
$2K ﹤0.01%
1,296
-3,891
-75% -$5.07K
CDP icon
9818
PUT
COPT Defense Properties
CDP
$4.34B
$2K ﹤0.01%
+100
New +$2.5K
CENX icon
9819
Century Aluminum
CENX
$4.35B
$2K ﹤0.01%
300
-2,153
-88% -$19K
CFBK icon
9820
CF Bankshares
CFBK
$237M
$2K ﹤0.01%
+277
New +$2.17K
CGEN icon
9821
Compugen
CGEN
$214M
$2K ﹤0.01%
225
-1,775
-89% -$13.8K
CMC icon
9822
CALL
Commercial Metals
CMC
$7.8B
$2K ﹤0.01%
100
-3,400
-97% -$53.3K
CWT icon
9823
PUT
California Water Service
CWT
$3.14B
$2K ﹤0.01%
100
– –
CXDO icon
9824
Crexendo
CXDO
$223M
$2K ﹤0.01%
664
-2,993
-82% -$9.22K
DRD
9825
DRDGold
DRD
$1.79B
$2K ﹤0.01%
426
– –
391 392
393
394 395

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.