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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+1.89%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$113B
AUM Growth
+$5.56B
Cap. Flow
+$4.14B
Cap. Flow %
3.68%
Top 10 Hldgs %
14.26%
Holding
11,559
New
1,144
Increased
4,238
Reduced
4,557
Closed
1,117

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.61B
2
BHI
Baker Hughes
BHI
+$645M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$472M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$264M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$225M

Top Sells

Rank Stock Value
1
HRI icon
Herc Holdings
HRI
+$419M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$252M
3
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$233M
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$202M
5
SNY icon
Sanofi
SNY
+$158M

Sector Composition

Rank Sector Weight
1 Energy 8.95%
2 Financials 7.03%
3 Technology 6.55%
4 Healthcare 6.54%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IMAX icon
9751
CALL
IMAX
IMAX
$2.47B
$3K ﹤0.01%
100
-800
-89% -$21.9K
IPI icon
9752
CALL
Intrepid Potash
IPI
$461M
$3K ﹤0.01%
20
-900
-98% -$138K
ITP icon
9753
IT Tech Packaging
ITP
$2.93M
$3K ﹤0.01%
115
– –
LKQ icon
9754
PUT
LKQ Corp
LKQ
$6.69B
$3K ﹤0.01%
100
– –
LPTH icon
9755
Lightpath Technologies
LPTH
$686M
$3K ﹤0.01%
1,903
+1,331
+233% +$2.06K
LZB icon
9756
CALL
La-Z-Boy
LZB
$1.61B
$3K ﹤0.01%
100
-200
-67% -$5.47K
MAG
9757
DELISTED
MAG Silver
MAG
$3K ﹤0.01%
391
-5,846
-94% -$41.4K
MASI
9758
CALL
DELISTED
Masimo
MASI
$3K ﹤0.01%
100
-2,700
-96% -$77K
NEN icon
9759
New England Realty Associates
NEN
$3K ﹤0.01%
60
-709
-92% -$32.3K
NGS icon
9760
Natural Gas Services Group
NGS
$469M
$3K ﹤0.01%
113
-1,503
-93% -$44.8K
NNVC icon
9761
PUT
NanoViricides
NNVC
$35.2M
$3K ﹤0.01%
+50
New +$4.27K
OCC icon
9762
Optical Cable Corp
OCC
$130M
$3K ﹤0.01%
700
-2,881
-80% -$10.9K
OFIX icon
9763
CALL
Orthofix Medical
OFIX
$481M
$3K ﹤0.01%
100
– –
OMEX icon
9764
PUT
Odyssey Marine Exploration
OMEX
$41.5M
$3K ﹤0.01%
125
-158
-56% -$3.98K
ORN icon
9765
Orion Group Holdings
ORN
$503M
$3K ﹤0.01%
235
-2,331
-91% -$26.6K
OVBC icon
9766
Ohio Valley Banc Corp
OVBC
$200M
$3K ﹤0.01%
118
-706
-86% -$15.9K
PED icon
9767
PEDEVCO
PED
$154M
$3K ﹤0.01%
8
+1
+14% +$464
PFX icon
9768
CALL
PhenixFIN
PFX
$84.1M
$3K ﹤0.01%
+10
New +$2.79K
RBBN icon
9769
PUT
Ribbon Communications
RBBN
$359M
$3K ﹤0.01%
200
-360
-64% -$5.98K
RDI icon
9770
Reading International Class A
RDI
$33.8M
$3K ﹤0.01%
400
– –
SB icon
9771
PUT
Safe Bulkers
SB
$765M
$3K ﹤0.01%
300
– –
SCOR icon
9772
CALL
Comscore
SCOR
$108M
$3K ﹤0.01%
+5
New +$3.02K
SMCI icon
9773
CALL
Super Micro Computer
SMCI
$19.3B
$3K ﹤0.01%
+2,000
New +$3.91K
SMCI icon
9774
Super Micro Computer
SMCI
$19.3B
$3K ﹤0.01%
1,490
-16,360
-92% -$32K
TAIT
9775
DELISTED
Taitron Components
TAIT
$3K ﹤0.01%
2,600
-1,155
-31% -$1.33K
389 390
391
392 393

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q1 2014 Portfolio in Review

As of Q1 2014, UBS held 11,559 positions worth $113B, up 5.2% from $107B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

UBS deployed $4.14B of net new capital in Q1 2014, opening 1,144 new positions and adding to 4,238 existing holdings. Its largest new stake was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.

By sector, the portfolio is most concentrated in Energy at 9% of assets, up from 8.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Herc Holdings, an estimated $419M trimmed.

  • UBS's largest Q1 2014 buy was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $1.61B increase.
  • UBS's biggest Q1 2014 reduction was Herc Holdings, cutting an estimated $419M.
  • UBS fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $233M.
  • UBS's ten largest holdings make up 14% of its $113B portfolio in Q1 2014.
  • UBS opened 1,144 new positions and closed 1,117 in Q1 2014.
  • UBS's portfolio value rose 5.2% quarter-over-quarter to $113B.

Based on UBS's 13F filing for Q1 2014, filed 15 May 2014.