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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TBOW
9726
DELISTED
TRUNKBOW INTL HLDGS LTD COM
TBOW
$4K ﹤0.01%
2,684
+852
+47% +$996
AH
9727
CALL
DELISTED
Accretive Health
AH
$4K ﹤0.01%
400
+100
+33% +$861
ALVR
9728
DELISTED
Alvarion Ltd
ALVR
$4K ﹤0.01%
5,688
+5,583
+5,317% +$4.26K
CPSL
9729
DELISTED
CHINA PRECISION STEEL INC COM STK NEW (DE)
CPSL
$4K ﹤0.01%
2,585
+2,552
+7,733% +$3.41K
TELK
9730
DELISTED
TELIK, INC
TELK
$4K ﹤0.01%
3,452
+1,906
+123% +$2.4K
EGT
9731
DELISTED
Entertainment Gaming Asia Inc.
EGT
$4K ﹤0.01%
917
-305
-25% -$1.58K
NAQ.U
9732
DELISTED
RETAIL OPPORTUNITY INVESTMENTS CORP UTS (DE)
NAQ.U
$4K ﹤0.01%
286
– –
FFKY
9733
DELISTED
FIRST FINANCIAL SERVICE CORPORATION
FFKY
$4K ﹤0.01%
+722
New +$3.44K
VEDL
9734
CALL
DELISTED
Vedanta Limited American Depostary Shares (Each representing four equity shares)
VEDL
$4K ﹤0.01%
300
+200
+200% +$2.45K
KGJI
9735
DELISTED
Kingold Jewelry Inc.
KGJI
$4K ﹤0.01%
400
-609
-60% -$6.57K
DGSE
9736
DELISTED
DGSE Companies, Inc.
DGSE
$4K ﹤0.01%
1,683
+1,587
+1,653% +$3.89K
ZX
9737
DELISTED
China Zenix Auto Internatl Ltd
ZX
$4K ﹤0.01%
1,717
+894
+109% +$2.89K
ASTI
9738
DELISTED
ASCENT SOLAR TECHNOLOGIES INC COM STK
ASTI
$4K ﹤0.01%
+541
New +$4.56K
SXE
9739
DELISTED
Southcross Energy Partners, L.P.
SXE
$4K ﹤0.01%
218
-514
-70% -$9.69K
CHEV
9740
DELISTED
CHEVIOT FINL CORP
CHEV
$4K ﹤0.01%
+424
New +$4.48K
KEG
9741
CALL
DELISTED
KEY ENERGY SERVICES INC
KEG
$4K ﹤0.01%
500
-3,000
-86% -$24K
ZNB
9742
Zeta Network Group
ZNB
$551K
– –
0
– –
AGEN
9743
PUT
Agenus
AGEN
$251M
$3K ﹤0.01%
61
-10
-14% -$515
AL
9744
PUT
DELISTED
Air Lease Corp
AL
$3K ﹤0.01%
+100
New +$3.05K
AMH icon
9745
CALL
American Homes 4 Rent
AMH
$12B
$3K ﹤0.01%
+200
New +$3.21K
AROC icon
9746
CALL
Archrock
AROC
$6.33B
$3K ﹤0.01%
+100
New +$3.08K
AROC icon
9747
PUT
Archrock
AROC
$6.33B
$3K ﹤0.01%
+100
New +$3.08K
ASRV icon
9748
AmeriServ Financial
ASRV
$74.1M
$3K ﹤0.01%
1,000
– –
BJRI icon
9749
CALL
BJ's Restaurants
BJRI
$1.44B
$3K ﹤0.01%
100
-200
-67% -$5.75K
BRC icon
9750
PUT
Brady Corp
BRC
$4.48B
$3K ﹤0.01%
+100
New +$2.97K
388 389
390
391 392

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.