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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KEYW
9726
CALL
DELISTED
The KEYW Holding Corporation
KEYW
$3K ﹤0.01%
200
– –
ARRS
9727
CALL
DELISTED
ARRIS International plc Ordinary Shares
ARRS
$3K ﹤0.01%
200
+100
+100% +$1.59K
ACET
9728
DELISTED
Aceto Corp
ACET
$3K ﹤0.01%
200
-2,537
-93% -$38.8K
ICON
9729
PUT
DELISTED
Iconix Brand Group, Inc.
ICON
$3K ﹤0.01%
+10
New +$3.27K
DGAZ
9730
DELISTED
VelocityShares 3x Inverse Natural Gas ETN linked to the S&P GSCI Natural Gas Index Excess Return
DGAZ
$3K ﹤0.01%
2
-14
-88% -$20K
SNMX
9731
DELISTED
Senomyx, Inc.
SNMX
$3K ﹤0.01%
960
-200
-17% -$598
AAV
9732
CALL
DELISTED
Advantage Oil & Gas Ltd
AAV
$3K ﹤0.01%
800
-4,400
-85% -$16.7K
BGC
9733
PUT
DELISTED
General Cable Corporation
BGC
$3K ﹤0.01%
100
-100
-50% -$3.14K
STB
9734
PUT
DELISTED
Student Transportation Inc
STB
$3K ﹤0.01%
+500
New +$3.17K
SCMP
9735
PUT
DELISTED
Sucampo Pharmaceuticals, Inc.
SCMP
$3K ﹤0.01%
500
– –
XBKS
9736
DELISTED
Xenith Bankshares, Inc. Common Stock
XBKS
$3K ﹤0.01%
227
– –
RT
9737
CALL
DELISTED
Ruby Tuesday Georgia
RT
$3K ﹤0.01%
+400
New +$3.19K
PLPM
9738
DELISTED
Planet Payment, Inc
PLPM
$3K ﹤0.01%
+1,117
New +$2.89K
OCRX
9739
DELISTED
Ocera Therapeutics, Inc.
OCRX
$3K ﹤0.01%
389
-2,422
-86% -$19.5K
SHOR
9740
CALL
DELISTED
ShoreTel, Inc.
SHOR
$3K ﹤0.01%
+500
New +$2.38K
KCG
9741
DELISTED
KCG Holdings, Inc.
KCG
$3K ﹤0.01%
+343
New +$3.11K
INVT
9742
DELISTED
Inventergy Global, Inc.
INVT
$3K ﹤0.01%
+122
New +$2.41K
HW
9743
CALL
DELISTED
Headwaters Inc
HW
$3K ﹤0.01%
300
-18,100
-98% -$164K
TEUM
9744
DELISTED
Pareteum Corporation
TEUM
$3K ﹤0.01%
+162
New +$3K
ACUR
9745
PUT
DELISTED
Acura Pharmaceuticals
ACUR
$3K ﹤0.01%
+320
New +$2.83K
CLMS
9746
CALL
DELISTED
Calamos Asset Management, Inc.
CLMS
$3K ﹤0.01%
300
-200
-40% -$2.09K
HNR
9747
PUT
DELISTED
Harvest Natural Resources
HNR
$3K ﹤0.01%
125
-850
-87% -$15.4K
FULL
9748
DELISTED
Full Circle Capital Corporation
FULL
$3K ﹤0.01%
+299
New +$2.43K
TBRA
9749
DELISTED
Tobira Therapeutics, Inc. Common Stock
TBRA
$3K ﹤0.01%
+50
New +$2.62K
USMD
9750
DELISTED
USMD HLDGS INC COM STK (DE)
USMD
$3K ﹤0.01%
127
-550
-81% -$15.2K
388 389
390
391 392

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.