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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+1.89%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$113B
AUM Growth
+$5.56B
Cap. Flow
+$4.14B
Cap. Flow %
3.68%
Top 10 Hldgs %
14.26%
Holding
11,559
New
1,144
Increased
4,238
Reduced
4,557
Closed
1,117

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.61B
2
BHI
Baker Hughes
BHI
+$645M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$472M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$264M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$225M

Top Sells

Rank Stock Value
1
HRI icon
Herc Holdings
HRI
+$419M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$252M
3
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$233M
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$202M
5
SNY icon
Sanofi
SNY
+$158M

Sector Composition

Rank Sector Weight
1 Energy 8.95%
2 Financials 7.03%
3 Technology 6.55%
4 Healthcare 6.54%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SYV
9701
DELISTED
SPDR MFS Systematic Value Equity ETF of SSgA Active Trust
SYV
$4K ﹤0.01%
+70
New +$3.47K
VVUS
9702
CALL
DELISTED
Vivus Inc
VVUS
$4K ﹤0.01%
60
-110
-65% -$7.82K
VRML
9703
DELISTED
Vermillion, Inc.
VRML
$4K ﹤0.01%
+1,312
New +$3.78K
DGSE
9704
DELISTED
DGSE Companies, Inc.
DGSE
$4K ﹤0.01%
1,905
+222
+13% +$502
IPAS
9705
DELISTED
Ipass Inc Common Stock
IPAS
$4K ﹤0.01%
279
+271
+3,388% +$4.38K
FTW
9706
DELISTED
First Trust Taiwan AlphaDEX Fund
FTW
$4K ﹤0.01%
117
+10
+9% +$313
HTCH
9707
PUT
DELISTED
HUTCHINSON TECHNOLOGY INC
HTCH
$4K ﹤0.01%
1,500
– –
CSMN
9708
DELISTED
CREDIT SUISSE NASSAU BRH EQUITY MARKET NEUTRAL ETN LKD
CSMN
$4K ﹤0.01%
+226
New +$4.61K
EMDR
9709
DELISTED
VELOCITYSHARES EMERGING MARKETS DR ETF
EMDR
$4K ﹤0.01%
82
– –
LDK
9710
PUT
DELISTED
LDK SOLAR CO LTD.
LDK
$4K ﹤0.01%
17,500
-8,700
-33% -$10.2K
MJES
9711
DELISTED
MAJESCO HOLDINGS INC. NEW
MJES
$4K ﹤0.01%
10,659
+8,690
+441% +$3.26K
SVA
9712
PUT
DELISTED
Sinovac Biotech, Ltd
SVA
$4K ﹤0.01%
+500
New +$3.31K
IMH
9713
DELISTED
Impac Mortgage Holdings Inc.
IMH
$4K ﹤0.01%
653
+213
+48% +$1.39K
BDG
9714
DELISTED
DB BASE METALS LONG ETN DUE 06/01/2038
BDG
$4K ﹤0.01%
256
+74
+41% +$1.23K
AGEN
9715
PUT
Agenus
AGEN
$255M
$3K ﹤0.01%
56
-5
-8% -$348
AGI icon
9716
PUT
Alamos Gold
AGI
$12.5B
$3K ﹤0.01%
+300
New +$3.04K
AGX icon
9717
CALL
Argan
AGX
$7.61B
$3K ﹤0.01%
100
-200
-67% -$5.76K
AGYS icon
9718
CALL
Agilysys
AGYS
$2.91B
$3K ﹤0.01%
+200
New +$2.81K
AKTX
9719
Akari Therapeutics
AKTX
$14.8M
– –
0
– –
AMRC icon
9720
CALL
Ameresco
AMRC
$1.12B
$3K ﹤0.01%
400
-1,900
-83% -$18K
APWC icon
9721
Asia Pacific Wire & Cable
APWC
$62.7M
$3K ﹤0.01%
+1,000
New +$3.08K
ASC icon
9722
Ardmore Shipping
ASC
$669M
$3K ﹤0.01%
+245
New +$3.41K
FABC
9723
Fabric.AI Inc
FABC
$16.8M
– –
0
– –
BBDO icon
9724
Banco Bradesco
BBDO
$34.4B
$3K ﹤0.01%
382
+205
+116% +$1.22K
BPOP icon
9725
PUT
Popular Inc
BPOP
$10.9B
$3K ﹤0.01%
100
-12,800
-99% -$364K
387 388
389
390 391

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MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
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UBS's Q1 2014 Portfolio in Review

As of Q1 2014, UBS held 11,559 positions worth $113B, up 5.2% from $107B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

UBS deployed $4.14B of net new capital in Q1 2014, opening 1,144 new positions and adding to 4,238 existing holdings. Its largest new stake was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.

By sector, the portfolio is most concentrated in Energy at 9% of assets, up from 8.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Herc Holdings, an estimated $419M trimmed.

  • UBS's largest Q1 2014 buy was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $1.61B increase.
  • UBS's biggest Q1 2014 reduction was Herc Holdings, cutting an estimated $419M.
  • UBS fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $233M.
  • UBS's ten largest holdings make up 14% of its $113B portfolio in Q1 2014.
  • UBS opened 1,144 new positions and closed 1,117 in Q1 2014.
  • UBS's portfolio value rose 5.2% quarter-over-quarter to $113B.

Based on UBS's 13F filing for Q1 2014, filed 15 May 2014.