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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ORIG
9701
PUT
DELISTED
Ocean Rig UDW Inc. Class A Common Shares
ORIG
– –
0
– –
JMI
9702
DELISTED
JAVELIN MTG INVESTMENT CORP COM
JMI
$4K ﹤0.01%
274
-887
-76% -$10.9K
CSUN
9703
DELISTED
CHINA SUNERGY CO LTD ADS(CAYMAN ISLANDS)
CSUN
$4K ﹤0.01%
+635
New +$4.09K
RJET
9704
CALL
DELISTED
REPUBLIC AWYS HLDGS INC
RJET
$4K ﹤0.01%
400
+100
+33% +$1.09K
MR
9705
PUT
DELISTED
MINDRAY MED INTL LTD SPONSORED ADR REPSTG CL A
MR
$4K ﹤0.01%
100
– –
DOM
9706
DELISTED
DOMINION RES BLACK WARRIOR TR
DOM
$4K ﹤0.01%
738
-430
-37% -$2.58K
WAVX
9707
CALL
DELISTED
WAVE SYS CORP CL A NEW COM STK (DE)
WAVX
$4K ﹤0.01%
390
– –
HCBK
9708
CALL
DELISTED
HUDSON CITY BANCORP INC
HCBK
$4K ﹤0.01%
+400
New +$3.67K
OMG
9709
PUT
DELISTED
OM GROUP INC.
OMG
$4K ﹤0.01%
+100
New +$3.35K
ENVI
9710
DELISTED
ENVIVIO INC COM STK (DE)
ENVI
$4K ﹤0.01%
+1,070
New +$3.22K
BTH
9711
DELISTED
BLYTH,INC
BTH
$4K ﹤0.01%
354
-4,896
-93% -$60.4K
VRS
9712
DELISTED
VERSO CORP COM STK (DE)
VRS
$4K ﹤0.01%
6,238
+4,238
+212% +$2.87K
MERU
9713
PUT
DELISTED
MERU NETWORKS INC COM STK (DE)
MERU
$4K ﹤0.01%
+1,000
New +$3.47K
HBOS
9714
DELISTED
HERITAGE FINANCIAL GROUP
HBOS
$4K ﹤0.01%
194
-5,135
-96% -$92K
SUTR
9715
DELISTED
Sutor Technology Group Limited Common Stock
SUTR
$4K ﹤0.01%
2,000
-1,813
-48% -$3.39K
XLS
9716
PUT
DELISTED
EXELIS INC COM STK
XLS
$4K ﹤0.01%
+214
New +$3.4K
ENTR
9717
CALL
DELISTED
ENTROPIC COMMUNICATIONS INC COM STK (DE)
ENTR
$4K ﹤0.01%
+900
New +$4.1K
CRRS
9718
DELISTED
CORPORATE RESOURCE SERVICES, INC. COMMON STOCK
CRRS
$4K ﹤0.01%
+1,530
New +$4.94K
DRIV
9719
CALL
DELISTED
DIGITAL RIVER INC.
DRIV
$4K ﹤0.01%
200
– –
EMDG
9720
DELISTED
EGA EMERGING GLOBAL SHS TR EGSHARES EMERGING MKTS
EMDG
$4K ﹤0.01%
212
-11
-5% -$224
FST
9721
PUT
DELISTED
FOREST OIL CORPORATION
FST
$4K ﹤0.01%
1,000
-7,200
-88% -$32.6K
GAGA
9722
DELISTED
LE GAGA HOLDINGS LTD ADS
GAGA
$4K ﹤0.01%
1,425
-841
-37% -$2.96K
EPB
9723
PUT
DELISTED
EL PASO PIPELINE PARTNERS, L.P. COM UNITS REPSTG LTD PART
EPB
$4K ﹤0.01%
+100
New +$3.93K
KIOR
9724
DELISTED
KIOR, INC CLASS A COM STK
KIOR
$4K ﹤0.01%
2,410
-11,581
-83% -$25.2K
ONN
9725
DELISTED
UBS AG LONDON BRH ETRACS FISHER-GARTMAN RISK (UK)
ONN
$4K ﹤0.01%
136
– –
387 388
389
390 391

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MCM
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STC
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1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
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UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.