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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TRAW icon
9701
Traws Pharma
TRAW
$7.4M
– –
0
– –
LGTY
9702
CALL
DELISTED
Logility Supply Chain Solutions, Inc. Common Stock
LGTY
$3K ﹤0.01%
+300
New +$2.56K
PFC
9703
DELISTED
Premier Financial Corp. Common Stock
PFC
$3K ﹤0.01%
+224
New +$2.91K
HOLI
9704
DELISTED
Hollsys Automation Technologies INTERNATIONAL, LTD. COMMON (British Virgin Island)
HOLI
$3K ﹤0.01%
192
+117
+156% +$1.6K
NEPT
9705
CALL
DELISTED
Neptune Wellness Solutions Inc. Ordinary Shares
NEPT
$3K ﹤0.01%
+1
New +$5K
NYMX
9706
CALL
DELISTED
Nymox Pharmaceutical Corp
NYMX
$3K ﹤0.01%
+500
New +$3.27K
VYNT
9707
DELISTED
Vyant Bio, Inc. Common Stock
VYNT
$3K ﹤0.01%
+1
New +$1.71K
ALBO
9708
CALL
DELISTED
Albireo Pharma Inc
ALBO
$3K ﹤0.01%
+33
New +$4.3K
UMPQ
9709
CALL
DELISTED
Umpqua Holdings Corp
UMPQ
$3K ﹤0.01%
+200
New +$3.3K
DRE
9710
CALL
DELISTED
Duke Realty Corp.
DRE
$3K ﹤0.01%
+200
New +$3.14K
ACC
9711
CALL
DELISTED
American Campus Communities, Inc.
ACC
$3K ﹤0.01%
100
-400
-80% -$14.9K
JRJC
9712
DELISTED
China Finance Online Co., Ltd.
JRJC
$3K ﹤0.01%
+137
New +$2.14K
CLGX
9713
CALL
DELISTED
Corelogic, Inc.
CLGX
$3K ﹤0.01%
100
– –
CLGX
9714
PUT
DELISTED
Corelogic, Inc.
CLGX
$3K ﹤0.01%
100
– –
RNET
9715
DELISTED
RigNet, Inc.
RNET
$3K ﹤0.01%
84
-1,369
-94% -$42.4K
FKO
9716
DELISTED
First Trust South Korea AlphaDEX Fund
FKO
$3K ﹤0.01%
127
-273
-68% -$6.76K
GMO
9717
CALL
DELISTED
General Moly, Inc.
GMO
$3K ﹤0.01%
2,000
+1,000
+100% +$1.8K
ZN
9718
CALL
DELISTED
Zion Oil & Gas, Inc.
ZN
$3K ﹤0.01%
1,600
-600
-27% -$1.24K
GCE
9719
DELISTED
Claymore/Robb CEF GS Connect ETN
GCE
$3K ﹤0.01%
178
-857
-83% -$14.7K
MINI
9720
CALL
DELISTED
Mobile Mini Inc
MINI
$3K ﹤0.01%
100
-300
-75% -$9.86K
CPL
9721
PUT
DELISTED
CPFL Energia S.A.
CPL
$3K ﹤0.01%
+212
New +$3.56K
DNBF
9722
DELISTED
DNB Financial Corp
DNBF
$3K ﹤0.01%
+126
New +$2.37K
ISCA
9723
CALL
DELISTED
International Speedway Corp
ISCA
$3K ﹤0.01%
+100
New +$3.29K
TRNX
9724
DELISTED
Taronis Technologies, Inc. Common Stock
TRNX
– –
0
– –
LXFT
9725
DELISTED
Luxoft Holding, Inc.
LXFT
$3K ﹤0.01%
+100
New +$2.34K
387 388
389
390 391

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.