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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TZOO icon
9651
CALL
Travelzoo
TZOO
$105M
$4K ﹤0.01%
200
-100
-33% -$2.2K
UGL icon
9652
PUT
ProShares Ultra Gold
UGL
$662M
$4K ﹤0.01%
400
-4,800
-92% -$55.7K
WKC icon
9653
PUT
World Kinect Corp
WKC
$2.04B
$4K ﹤0.01%
100
– –
WRB icon
9654
CALL
W.R. Berkley
WRB
$28.1B
$4K ﹤0.01%
338
-337
-50% -$4.33K
WRB icon
9655
PUT
W.R. Berkley
WRB
$28.1B
$4K ﹤0.01%
338
-2,700
-89% -$34.7K
WVVI icon
9656
Willamette Valley Vineyards
WVVI
$13.5M
$4K ﹤0.01%
506
+406
+406% +$2.45K
AIFC
9657
AI Financial Corp
AIFC
$55.4M
$4K ﹤0.01%
+246
New +$3.85K
TBCH
9658
Turtle Beach Corp
TBCH
$245M
$4K ﹤0.01%
70
-681
-91% -$35.6K
PDCO
9659
PUT
DELISTED
Patterson Companies, Inc.
PDCO
$4K ﹤0.01%
100
-7,900
-99% -$328K
VBFC
9660
DELISTED
Village Bank and Trust Financial Corp.
VBFC
$4K ﹤0.01%
+188
New +$4.35K
CUTR
9661
CALL
DELISTED
Cutera, Inc.
CUTR
$4K ﹤0.01%
+400
New +$3.76K
VBIV
9662
DELISTED
VBI Vaccines, Inc. New Common Stock (Canada)
VBIV
$4K ﹤0.01%
+26
New +$4.29K
EXPR
9663
CALL
DELISTED
Express, Inc.
EXPR
$4K ﹤0.01%
+10
New +$4.4K
CYAN
9664
DELISTED
Cyanotech Corp
CYAN
$4K ﹤0.01%
710
-161
-18% -$816
MARK
9665
DELISTED
Remark Holdings, Inc.
MARK
$4K ﹤0.01%
99
+92
+1,314% +$3.96K
FRTX
9666
CALL
DELISTED
Fresh Tracks Therapeutics, Inc. Common Stock
FRTX
$4K ﹤0.01%
1
-2
-67% -$7.58K
INFI
9667
CALL
DELISTED
Infinity Pharmaceuticals, Inc.
INFI
$4K ﹤0.01%
300
-23,500
-99% -$332K
OIG
9668
DELISTED
Orbital Infrastructure Group, Inc. Common Stock
OIG
$4K ﹤0.01%
16
-9
-36% -$2.13K
REED
9669
CALL
DELISTED
Reeds, Inc. Common Stock
REED
$4K ﹤0.01%
10
+4
+67% +$1.26K
AMPE
9670
DELISTED
Ampio Pharmaceuticals Inc.
AMPE
$4K ﹤0.01%
+2
New +$4.73K
MBII
9671
DELISTED
Marrone Bio Innovations, Inc.
MBII
$4K ﹤0.01%
+235
New +$3.82K
APTS
9672
DELISTED
Preferred Apartment Communities, Inc.
APTS
$4K ﹤0.01%
500
-255
-34% -$2.06K
LUB
9673
DELISTED
Luby's Inc.
LUB
$4K ﹤0.01%
535
-1,261
-70% -$9.51K
WIFI
9674
CALL
DELISTED
Boingo Wireless, Inc.
WIFI
$4K ﹤0.01%
+700
New +$4.67K
SMTX
9675
DELISTED
SMTC Corporation
SMTX
$4K ﹤0.01%
1,663
+1,565
+1,597% +$3.36K
385 386
387
388 389

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.