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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BNO icon
9601
PUT
United States Brent Oil Fund
BNO
$755M
$4K ﹤0.01%
+100
New +$4.3K
CAPL icon
9602
CrossAmerica Partners
CAPL
$838M
$4K ﹤0.01%
142
-423
-75% -$11.8K
CDZI icon
9603
Cadiz
CDZI
$259M
$4K ﹤0.01%
636
+564
+783% +$3.21K
CGNX icon
9604
PUT
Cognex
CGNX
$10.2B
$4K ﹤0.01%
+200
New +$3.25K
CIG.C icon
9605
CEMIG Ordinary Shares
CIG.C
$9.1B
$4K ﹤0.01%
+1,079
New +$4.23K
CNMD icon
9606
CALL
CONMED
CNMD
$1.31B
$4K ﹤0.01%
100
– –
CNVS icon
9607
Cineverse
CNVS
$58.8M
$4K ﹤0.01%
10
-7
-41% -$2.66K
COHR icon
9608
CALL
Coherent
COHR
$53.1B
$4K ﹤0.01%
200
-1,900
-90% -$32.4K
CVGI icon
9609
PUT
Commercial Vehicle Group
CVGI
$154M
$4K ﹤0.01%
+500
New +$3.79K
DRD
9610
CALL
DRDGold
DRD
$1.82B
$4K ﹤0.01%
1,000
– –
DSGX icon
9611
Descartes Systems
DSGX
$6.09B
$4K ﹤0.01%
332
+232
+232% +$2.93K
DXCM icon
9612
PUT
DexCom
DXCM
$28.3B
$4K ﹤0.01%
400
-114,000
-100% -$902K
AXIA
9613
AXIA Energia
AXIA
$22.9B
$4K ﹤0.01%
2,110
+390
+23% +$872
EQS icon
9614
Equus Total Return
EQS
$17M
$4K ﹤0.01%
+2,330
New +$4.4K
ERY icon
9615
PUT
Direxion Daily Energy Bear 2X ETF
ERY
$40.6M
$4K ﹤0.01%
4
-10
-71% -$11.2K
EWP icon
9616
PUT
iShares MSCI Spain ETF
EWP
$2.08B
$4K ﹤0.01%
+100
New +$3.71K
EWU icon
9617
PUT
iShares MSCI United Kingdom ETF
EWU
$4.05B
$4K ﹤0.01%
100
– –
FARM
9618
DELISTED
Farmer Brothers
FARM
$4K ﹤0.01%
156
-814
-84% -$15.4K
GCBC icon
9619
Greene County Bancorp
GCBC
$569M
$4K ﹤0.01%
+688
New +$4.47K
GEG icon
9620
Great Elm Group
GEG
$67.7M
$4K ﹤0.01%
249
+237
+1,975% +$4.36K
GNE icon
9621
PUT
Genie Energy
GNE
$378M
$4K ﹤0.01%
+400
New +$4.49K
GNSS icon
9622
Genasys
GNSS
$74.2M
$4K ﹤0.01%
2,000
-4,612
-70% -$7.76K
GSL icon
9623
Global Ship Lease
GSL
$1.55B
$4K ﹤0.01%
92
+22
+31% +$946
GTE icon
9624
PUT
Gran Tierra Energy
GTE
$238M
$4K ﹤0.01%
+50
New +$3.66K
GYRE icon
9625
Gyre Therapeutics
GYRE
$683M
$4K ﹤0.01%
+1
New +$3.94K
383 384
385
386 387

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.