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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+1.89%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$113B
AUM Growth
+$5.56B
Cap. Flow
+$4.14B
Cap. Flow %
3.68%
Top 10 Hldgs %
14.26%
Holding
11,559
New
1,144
Increased
4,238
Reduced
4,557
Closed
1,117

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.61B
2
BHI
Baker Hughes
BHI
+$645M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$472M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$264M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$225M

Top Sells

Rank Stock Value
1
HRI icon
Herc Holdings
HRI
+$419M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$252M
3
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$233M
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$202M
5
SNY icon
Sanofi
SNY
+$158M

Sector Composition

Rank Sector Weight
1 Energy 8.95%
2 Financials 7.03%
3 Technology 6.55%
4 Healthcare 6.54%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DLB icon
9576
CALL
Dolby
DLB
$4.85B
$4K ﹤0.01%
100
-600
-86% -$25.2K
DRD
9577
DRDGold
DRD
$1.82B
$4K ﹤0.01%
1,173
+1,147
+4,412% +$4.53K
DRRX
9578
CALL
DELISTED
DURECT Corp
DRRX
$4K ﹤0.01%
+320
New +$5.58K
DSX icon
9579
PUT
Diana Shipping
DSX
$274M
$4K ﹤0.01%
429
-4,577
-91% -$40.1K
ENPH icon
9580
Enphase Energy
ENPH
$5.01B
$4K ﹤0.01%
580
-6,360
-92% -$49.2K
ENTG icon
9581
CALL
Entegris
ENTG
$19.2B
$4K ﹤0.01%
300
-2,200
-88% -$25.6K
ERII icon
9582
PUT
Energy Recovery
ERII
$439M
$4K ﹤0.01%
+700
New +$3.45K
ESSA
9583
DELISTED
ESSA Bancorp
ESSA
$4K ﹤0.01%
394
– –
EWBC icon
9584
CALL
East-West Bancorp
EWBC
$17.8B
$4K ﹤0.01%
100
-400
-80% -$14.1K
EWP icon
9585
PUT
iShares MSCI Spain ETF
EWP
$2.08B
$4K ﹤0.01%
100
– –
FSM icon
9586
CALL
Fortuna Silver Mines
FSM
$2.59B
$4K ﹤0.01%
1,200
-2,300
-66% -$8.93K
GIGM icon
9587
CALL
GigaMedia
GIGM
$14.7M
$4K ﹤0.01%
+500
New +$3.15K
GNE icon
9588
PUT
Genie Energy
GNE
$378M
$4K ﹤0.01%
400
– –
GTE icon
9589
PUT
Gran Tierra Energy
GTE
$238M
$4K ﹤0.01%
50
– –
HDB icon
9590
PUT
HDFC Bank
HDB
$119B
$4K ﹤0.01%
400
-400
-50% -$3.48K
MCHB
9591
CALL
Mechanics Bancorp
MCHB
$3.46B
$4K ﹤0.01%
+200
New +$3.77K
HST icon
9592
CALL
Host Hotels & Resorts
HST
$17.1B
$4K ﹤0.01%
200
-100
-33% -$1.94K
HST icon
9593
PUT
Host Hotels & Resorts
HST
$17.1B
$4K ﹤0.01%
200
-1,300
-87% -$25.2K
IAU icon
9594
PUT
iShares Gold Trust
IAU
$63.4B
$4K ﹤0.01%
150
+50
+50% +$1.25K
IMMP
9595
Immutep
IMMP
$56.5M
$4K ﹤0.01%
1,031
+106
+11% +$442
KTCC icon
9596
Key Tronic
KTCC
$43.8M
$4K ﹤0.01%
367
-1,218
-77% -$12.9K
LINC icon
9597
CALL
Lincoln Educational Services
LINC
$1.29B
$4K ﹤0.01%
+1,000
New +$4.43K
LSBK icon
9598
Lake Shore Bancorp
LSBK
$135M
$4K ﹤0.01%
307
+184
+150% +$2.27K
MTZ icon
9599
PUT
MasTec
MTZ
$26.6B
$4K ﹤0.01%
100
– –
NDAQ icon
9600
CALL
Nasdaq
NDAQ
$52.5B
$4K ﹤0.01%
300
-49,500
-99% -$640K
382 383
384
385 386

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q1 2014 Portfolio in Review

As of Q1 2014, UBS held 11,559 positions worth $113B, up 5.2% from $107B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

UBS deployed $4.14B of net new capital in Q1 2014, opening 1,144 new positions and adding to 4,238 existing holdings. Its largest new stake was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.

By sector, the portfolio is most concentrated in Energy at 9% of assets, up from 8.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Herc Holdings, an estimated $419M trimmed.

  • UBS's largest Q1 2014 buy was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $1.61B increase.
  • UBS's biggest Q1 2014 reduction was Herc Holdings, cutting an estimated $419M.
  • UBS fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $233M.
  • UBS's ten largest holdings make up 14% of its $113B portfolio in Q1 2014.
  • UBS opened 1,144 new positions and closed 1,117 in Q1 2014.
  • UBS's portfolio value rose 5.2% quarter-over-quarter to $113B.

Based on UBS's 13F filing for Q1 2014, filed 15 May 2014.