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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VSI
9526
CALL
DELISTED
Vitamin Shoppe Inc.
VSI
$5K ﹤0.01%
100
-200
-67% -$9.89K
DF
9527
CALL
DELISTED
Dean Foods Company
DF
$5K ﹤0.01%
+300
New +$5.46K
SSFN
9528
DELISTED
Stewardship Financial Corp
SSFN
$5K ﹤0.01%
1,046
+265
+34% +$1.29K
CRAY
9529
PUT
DELISTED
Cray, Inc.
CRAY
$5K ﹤0.01%
200
– –
TST
9530
DELISTED
TheStreet, Inc.
TST
$5K ﹤0.01%
229
-455
-67% -$10.2K
UQM
9531
DELISTED
UQM Technologies, Inc.
UQM
$5K ﹤0.01%
2,338
-23,400
-91% -$43.3K
CASM
9532
DELISTED
CAS Medical Systems, Inc.
CASM
$5K ﹤0.01%
3,116
-323,410
-99% -$505K
SCG
9533
CALL
DELISTED
Scana
SCG
$5K ﹤0.01%
+100
New +$4.68K
SEP
9534
CALL
DELISTED
Spectra Engy Parters Lp
SEP
$5K ﹤0.01%
100
-1,200
-92% -$52.6K
ARII
9535
PUT
DELISTED
American Railcar Industries, Inc.
ARII
$5K ﹤0.01%
100
-2,300
-96% -$98.6K
MITL
9536
PUT
DELISTED
Mitel Networks Corporation
MITL
$5K ﹤0.01%
+500
New +$3.77K
DNO
9537
DELISTED
United States Short Oil Fund
DNO
$5K ﹤0.01%
144
-1,002
-87% -$34.6K
GXP
9538
CALL
DELISTED
Great Plains Energy Incorporated
GXP
$5K ﹤0.01%
200
– –
JXSB
9539
DELISTED
Jacksonville Bancorp Inc
JXSB
$5K ﹤0.01%
245
-1,123
-82% -$21.9K
BYBK
9540
DELISTED
Bay Bancorp, Inc.
BYBK
$5K ﹤0.01%
1,094
+193
+21% +$1.05K
CALD
9541
PUT
DELISTED
Callidus Software, Inc.
CALD
$5K ﹤0.01%
+400
New +$4.38K
DXPS
9542
DELISTED
WisdomTree United Kingdom Hedged Equity Fund
DXPS
$5K ﹤0.01%
+202
New +$5.37K
BV
9543
CALL
DELISTED
Bazaarvoice, Inc.
BV
$5K ﹤0.01%
+600
New +$5.24K
ENOC
9544
CALL
DELISTED
EnerNOC, Inc.
ENOC
$5K ﹤0.01%
300
-16,100
-98% -$265K
JGBT
9545
DELISTED
DEUTSCHE BK AG LONDON BRH DB 3X JAPANESE NTS
JGBT
$5K ﹤0.01%
233
-70
-23% -$1.65K
HPY
9546
CALL
DELISTED
HEARTLAND PAYMENT SYSTEMS, INC. COM STK
HPY
$5K ﹤0.01%
+100
New +$4.33K
CHNA
9547
DELISTED
POWERSHARES CHINA A-SHARE PORTFOLIO
CHNA
$5K ﹤0.01%
+214
New +$5.38K
CSUN
9548
PUT
DELISTED
CHINA SUNERGY CO LTD ADS(CAYMAN ISLANDS)
CSUN
$5K ﹤0.01%
+900
New +$5.8K
MW
9549
CALL
DELISTED
THE MENS WAREHOUSE INC
MW
$5K ﹤0.01%
100
– –
PSBH
9550
DELISTED
PSB HOLDINGS INC
PSBH
$5K ﹤0.01%
707
+451
+176% +$2.81K
380 381
382
383 384

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MCM
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STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
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UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.