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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TTI icon
9501
CALL
TETRA Technologies
TTI
$1.14B
$5K ﹤0.01%
400
-3,300
-89% -$41.1K
UYM icon
9502
PUT
ProShares Ultra Materials
UYM
$38.8M
$5K ﹤0.01%
400
-400
-50% -$4.54K
WERN icon
9503
CALL
Werner Enterprises
WERN
$2.42B
$5K ﹤0.01%
200
– –
TEN
9504
PUT
Tsakos Energy Navigation Ltd
TEN
$1.18B
$5K ﹤0.01%
180
– –
EVBN
9505
DELISTED
Evans Bancorp Inc
EVBN
$5K ﹤0.01%
+239
New +$4.92K
BERY
9506
CALL
DELISTED
Berry Global Group, Inc.
BERY
$5K ﹤0.01%
218
-544
-71% -$10.3K
TCS
9507
CALL
DELISTED
THE CONTAINER STORE GROUP, INC.
TCS
$5K ﹤0.01%
+7
New +$4.12K
TCS
9508
PUT
DELISTED
THE CONTAINER STORE GROUP, INC.
TCS
$5K ﹤0.01%
+7
New +$4.12K
SAVE
9509
PUT
DELISTED
Spirit Airlines, Inc.
SAVE
$5K ﹤0.01%
100
-800
-89% -$34K
MODN
9510
DELISTED
MODEL N, INC.
MODN
$5K ﹤0.01%
432
-141
-25% -$1.32K
PCTI
9511
CALL
DELISTED
PCTEL, Inc. Common Stock
PCTI
$5K ﹤0.01%
+500
New +$4.72K
AAIC
9512
PUT
DELISTED
Arlington Asset Investment Corp.
AAIC
$5K ﹤0.01%
+200
New +$5.07K
STCN
9513
DELISTED
Steel Connect, Inc. Common Stock
STCN
$5K ﹤0.01%
95
-86
-48% -$3.21K
IBDD
9514
DELISTED
iShares iBonds Mar 2023 Term Corporate ETF
IBDD
$5K ﹤0.01%
200
-1,816
-90% -$45.4K
ATHX
9515
PUT
DELISTED
Athersys, Inc. Common Stock
ATHX
$5K ﹤0.01%
72
+52
+260% +$2.48K
OBCI
9516
DELISTED
Ocean Bio-Chem Inc
OBCI
$5K ﹤0.01%
2,117
-1,072
-34% -$2.57K
EEH
9517
DELISTED
ELEMENTS Linked to the SPECTRUM Large Cap U.S.Sector Momentum Index
EEH
$5K ﹤0.01%
+440
New +$10.7K
PCOM
9518
CALL
DELISTED
Points.com Inc. Common Shares
PCOM
$5K ﹤0.01%
200
– –
WRI
9519
CALL
DELISTED
Weingarten Realty Investors
WRI
$5K ﹤0.01%
+200
New +$5.91K
WIFI
9520
DELISTED
Boingo Wireless, Inc.
WIFI
$5K ﹤0.01%
760
-417
-35% -$2.78K
HMSY
9521
PUT
DELISTED
HMS Holdings Corp.
HMSY
$5K ﹤0.01%
+200
New +$4.33K
TCP
9522
CALL
DELISTED
TC Pipelines LP
TCP
$5K ﹤0.01%
100
-1,100
-92% -$52.8K
FMK
9523
DELISTED
First Trust Mega Cap AlphaDEX Fund
FMK
$5K ﹤0.01%
200
-676
-77% -$16.2K
CCMP
9524
CALL
DELISTED
CMC Materials, Inc. Common Stock
CCMP
$5K ﹤0.01%
100
-200
-67% -$8.46K
IBDC
9525
DELISTED
iShares iBonds Mar 2020 Term Corporate ETF
IBDC
$5K ﹤0.01%
+196
New +$5K
379 380
381
382 383

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.