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U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFSI icon
9501
PennyMac Financial
PFSI
$4.47B
$4K ﹤0.01%
+200
New +$3.76K
PSHG icon
9502
PUT
Performance Shipping
PSHG
$23.5M
– –
0
– –
RCG
9503
RENN Fund
RCG
$20.7M
$4K ﹤0.01%
2,918
+1,837
+170% +$2.66K
RDY icon
9504
CALL
Dr. Reddy's Laboratories
RDY
$9.8B
$4K ﹤0.01%
500
– –
SHOE
9505
Shoe Station Group
SHOE
$424M
$4K ﹤0.01%
310
-3,048
-91% -$40K
SGRP
9506
DELISTED
SPAR Group
SGRP
$4K ﹤0.01%
2,308
-305
-12% -$627
SLAB icon
9507
CALL
Silicon Laboratories
SLAB
$7.14B
$4K ﹤0.01%
100
– –
SMDD icon
9508
ProShares UltraPro Short MidCap400
SMDD
$2.14M
$4K ﹤0.01%
+1
New +$4.95K
SMN icon
9509
PUT
ProShares UltraShort Materials
SMN
$3.97M
$4K ﹤0.01%
6
-19
-76% -$14K
SNDA icon
9510
CALL
Sonida Senior Living
SNDA
$1.93B
$4K ﹤0.01%
13
-147
-92% -$49.8K
TRX icon
9511
PUT
TRX Gold Corp
TRX
$249M
$4K ﹤0.01%
+1,500
New +$4.88K
UTI icon
9512
PUT
Universal Technical Institute
UTI
$2.26B
$4K ﹤0.01%
300
– –
WKC icon
9513
PUT
World Kinect Corp
WKC
$2.07B
$4K ﹤0.01%
+100
New +$3.85K
WTW icon
9514
CALL
Willis Towers Watson
WTW
$29.8B
$4K ﹤0.01%
+38
New +$4.29K
SPLP
9515
DELISTED
STEEL PARTNERS HOLDINGS L.P.
SPLP
$4K ﹤0.01%
289
-401
-58% -$5.97K
BIMI
9516
DELISTED
BIMI International Medical Inc. Common Stock
BIMI
$4K ﹤0.01%
38
-16
-30% -$1.12K
HOLI
9517
PUT
DELISTED
Hollsys Automation Technologies INTERNATIONAL, LTD. COMMON (British Virgin Island)
HOLI
$4K ﹤0.01%
+300
New +$4.09K
DYNT
9518
DELISTED
Dynatronics Corp
DYNT
$4K ﹤0.01%
+224
New +$3.48K
BFX
9519
PUT
DELISTED
BowFlex Inc.
BFX
$4K ﹤0.01%
600
+200
+50% +$1.54K
CTG
9520
DELISTED
Computer Task Group, Inc.
CTG
$4K ﹤0.01%
217
-6,553
-97% -$128K
TESS
9521
DELISTED
Tessco Technologies Inc
TESS
$4K ﹤0.01%
121
+35
+41% +$1.1K
STCN
9522
DELISTED
Steel Connect, Inc. Common Stock
STCN
$4K ﹤0.01%
181
-1,575
-90% -$43.9K
RADA
9523
DELISTED
Rada Electronic Industries Ltd
RADA
$4K ﹤0.01%
1,534
+1,284
+514% +$3.62K
AUTO
9524
DELISTED
AutoWeb, Inc. Common Stock
AUTO
$4K ﹤0.01%
500
-1,451
-74% -$8.82K
NP
9525
PUT
DELISTED
Neenah, Inc. Common Stock
NP
$4K ﹤0.01%
100
– –
379 380
381
382 383

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.