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U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FSTR icon
9476
Foster
FSTR
$421M
$4K ﹤0.01%
+78
New +$3.48K
GCO icon
9477
Genesco
GCO
$434M
$4K ﹤0.01%
61
-3,846
-98% -$263K
H icon
9478
CALL
Hyatt Hotels
H
$17.5B
$4K ﹤0.01%
100
– –
HWKN icon
9479
Hawkins
HWKN
$2.9B
$4K ﹤0.01%
188
-1,486
-89% -$29.5K
INN
9480
Summit Hotel Properties
INN
$766M
$4K ﹤0.01%
416
– –
INSG icon
9481
Inseego
INSG
$104M
$4K ﹤0.01%
168
-247
-60% -$8.61K
IOR
9482
Income Opportunity Realty Investors
IOR
$4K ﹤0.01%
716
+294
+70% +$1.34K
IPDN icon
9483
Professional Diversity Network
IPDN
$4.62M
$4K ﹤0.01%
5
-6
-55% -$4.47K
ITP icon
9484
IT Tech Packaging
ITP
$2.86M
$4K ﹤0.01%
+255
New +$4.5K
KEQU icon
9485
Kewaunee Scientific
KEQU
$105M
$4K ﹤0.01%
251
-1,614
-87% -$23.5K
TBHC
9486
DELISTED
The Brand House Collective
TBHC
$4K ﹤0.01%
+190
New +$3.48K
KOP icon
9487
CALL
Koppers
KOP
$946M
$4K ﹤0.01%
100
– –
KZIA
9488
Kazia Therapeutics
KZIA
$137M
$4K ﹤0.01%
4
-3
-43% -$2.34K
MDIV icon
9489
PUT
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$431M
$4K ﹤0.01%
+200
New +$4.2K
MOV icon
9490
PUT
Movado Group
MOV
$840M
$4K ﹤0.01%
+100
New +$3.92K
NAII icon
9491
Natural Alternatives International
NAII
$13.9M
$4K ﹤0.01%
+610
New +$3.03K
NEON icon
9492
PUT
Neonode
NEON
$12.6M
$4K ﹤0.01%
60
+10
+20% +$705
NOA
9493
CALL
North American Construction
NOA
$357M
$4K ﹤0.01%
800
+500
+167% +$2.51K
NSYS icon
9494
Nortech Systems
NSYS
$40M
$4K ﹤0.01%
893
+100
+13% +$418
ORMP icon
9495
Oramed Pharmaceuticals
ORMP
$162M
$4K ﹤0.01%
570
+153
+37% +$1.09K
PACB icon
9496
Pacific Biosciences
PACB
$435M
$4K ﹤0.01%
800
– –
PAG icon
9497
CALL
Penske Automotive Group
PAG
$14.7B
$4K ﹤0.01%
100
– –
PCH
9498
CALL
DELISTED
PotlatchDeltic
PCH
$4K ﹤0.01%
100
– –
PESI icon
9499
Perma-Fix Environmental Services
PESI
$337M
$4K ﹤0.01%
1,100
-1,521
-58% -$3.85K
PFG icon
9500
PUT
Principal Financial Group
PFG
$24.3B
$4K ﹤0.01%
100
-1,100
-92% -$45.9K
378 379
380
381 382

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.