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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OUTR
926
PUT
DELISTED
OUTERWALL INC
OUTR
$16.6M 0.02%
246,900
+243,100
+6,397% +$15.8M
VWO icon
927
CALL
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$16.6M 0.02%
403,700
+187,300
+87% +$7.72M
RTX icon
928
CALL
RTX Corp
RTX
$287B
$16.6M 0.02%
231,358
-30,350
-12% -$2.07M
EFV icon
929
iShares MSCI EAFE Value ETF
EFV
$27.6B
$16.6M 0.02%
289,365
+78,442
+37% +$4.39M
NFO
930
DELISTED
Invesco Insider Sentiment ETF
NFO
$16.5M 0.02%
351,839
+176,150
+100% +$7.9M
IYC icon
931
iShares US Consumer Discretionary ETF
IYC
$1.12B
$16.5M 0.02%
543,332
+12,932
+2% +$375K
FTC icon
932
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.31B
$16.4M 0.02%
400,909
+285,950
+249% +$11.1M
SRE icon
933
Sempra
SRE
$60.8B
$16.4M 0.02%
365,244
-65,740
-15% -$2.92M
MU icon
934
CALL
Micron Technology
MU
$1.04T
$16.4M 0.02%
753,200
+351,700
+88% +$6.84M
OXY icon
935
PUT
Occidental Petroleum
OXY
$57B
$16.4M 0.02%
179,634
+142,684
+386% +$13M
FEP icon
936
First Trust Europe AlphaDEX Fund
FEP
$513M
$16.3M 0.02%
487,392
+441,069
+952% +$14.1M
LEN icon
937
PUT
Lennar Class A
LEN
$20.4B
$16.2M 0.02%
431,255
+304,873
+241% +$10.3M
EWJ icon
938
PUT
iShares MSCI Japan ETF
EWJ
$21.7B
$16.2M 0.02%
333,625
-155,200
-32% -$7.4M
FDL icon
939
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.72B
$16.2M 0.02%
739,390
+123,919
+20% +$2.67M
APU
940
DELISTED
AmeriGas Partners, L.P.
APU
$16.2M 0.02%
363,423
+16
+0% +$696
INTU icon
941
Intuit
INTU
$81.1B
$16.1M 0.02%
210,888
-15,560
-7% -$1.12M
BSCE
942
DELISTED
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
$16.1M 0.02%
756,161
-1,252
-0.2% -$26.7K
CNP icon
943
PUT
CenterPoint Energy
CNP
$29.1B
$16M 0.02%
692,200
+690,200
+34,510% +$16.6M
NUAN
944
DELISTED
Nuance Communications, Inc.
NUAN
$16M 0.02%
1,215,598
-153,065
-11% -$2.1M
TFCFA
945
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$16M 0.02%
454,716
+109,022
+32% +$3.68M
OIH icon
946
VanEck Oil Services ETF
OIH
$2.06B
$15.9M 0.01%
16,550
+815
+5% +$794K
VNO icon
947
Vornado Realty Trust
VNO
$7.47B
$15.9M 0.01%
244,804
+20,828
+9% +$1.35M
SPSB icon
948
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.4B
$15.9M 0.01%
518,123
-119,924
-19% -$3.69M
NBL
949
DELISTED
Noble Energy, Inc.
NBL
$15.9M 0.01%
233,023
+23,952
+11% +$1.7M
XRX icon
950
Xerox
XRX
$337M
$15.9M 0.01%
494,402
+23,022
+5% +$663K
36 37
38
39 40

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.