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U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BBN icon
926
BlackRock Taxable Municipal Bond Trust
BBN
$969M
$13.3M 0.01%
706,852
-84,136
-11% -$1.62M
IYT icon
927
iShares US Transportation ETF
IYT
$2.33B
$13.3M 0.01%
452,008
-86,104
-16% -$2.49M
PII icon
928
Polaris
PII
$4.15B
$13.3M 0.01%
102,800
+10,076
+11% +$1.13M
ERF
929
DELISTED
Enerplus Corporation
ERF
$13.3M 0.01%
805,906
+5,071
+0.6% +$83.2K
JNJ icon
930
CALL
Johnson & Johnson
JNJ
$635B
$13.3M 0.01%
153,000
-171,400
-53% -$15.4M
KYE
931
DELISTED
Kayne Anderson Energy
KYE
$13.3M 0.01%
442,900
-19,521
-4% -$573K
EWD icon
932
iShares MSCI Sweden ETF
EWD
$522M
$13.2M 0.01%
386,550
+155,193
+67% +$5.14M
IGE icon
933
iShares North American Natural Resources ETF
IGE
$747M
$13.1M 0.01%
316,672
+55,757
+21% +$2.28M
MCO icon
934
Moody's
MCO
$81.7B
$13.1M 0.01%
186,567
+154,890
+489% +$10.2M
MA icon
935
CALL
Mastercard
MA
$477B
$13.1M 0.01%
195,000
-36,000
-16% -$2.26M
IYK icon
936
iShares US Consumer Staples ETF
IYK
$1.39B
$13.1M 0.01%
440,649
-6,699
-1% -$201K
VNR
937
DELISTED
Vanguard Natural Resources, LLC
VNR
$13.1M 0.01%
468,747
-6,006
-1% -$165K
LGCY
938
DELISTED
Legacy Reserves Inc. Common Stock
LGCY
$13.1M 0.01%
485,025
-118,296
-20% -$3.19M
VT icon
939
Vanguard Total World Stock ETF
VT
$76.3B
$13.1M 0.01%
235,514
+37,969
+19% +$2.06M
BBDC icon
940
Barings BDC
BBDC
$862M
$13M 0.01%
444,274
+16,285
+4% +$474K
ENB icon
941
Enbridge
ENB
$124B
$13M 0.01%
311,976
-101,497
-25% -$4.32M
DRI icon
942
Darden Restaurants
DRI
$22.5B
$13M 0.01%
314,162
+10,831
+4% +$470K
MON
943
PUT
DELISTED
Monsanto Co
MON
$12.8M 0.01%
122,900
-26,400
-18% -$2.65M
FDL icon
944
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.72B
$12.8M 0.01%
615,471
-95,437
-13% -$2.01M
RPV icon
945
Invesco S&P 500 Pure Value ETF
RPV
$1.61B
$12.8M 0.01%
292,841
+124,117
+74% +$5.38M
XRX icon
946
Xerox
XRX
$337M
$12.8M 0.01%
471,380
+28,030
+6% +$736K
STAG icon
947
STAG Industrial
STAG
$7.86B
$12.7M 0.01%
633,072
-82,486
-12% -$1.68M
WIP icon
948
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
$479M
$12.7M 0.01%
213,267
-23,172
-10% -$1.35M
AJRD
949
DELISTED
Aerojet Rocketdyne Holdings
AJRD
$12.7M 0.01%
792,696
+780,134
+6,210% +$12.8M
OMC icon
950
Omnicom Group
OMC
$22.7B
$12.7M 0.01%
200,232
-1,339
-0.7% -$85.3K
36 37
38
39 40

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.