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U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BCRX icon
9451
CALL
BioCryst Pharmaceuticals
BCRX
$2.42B
$4K ﹤0.01%
600
-4,800
-89% -$24.3K
BGI icon
9452
Birks Group
BGI
$9.11M
$4K ﹤0.01%
1,801
-5,271
-75% -$9.28K
BIP icon
9453
CALL
Brookfield Infrastructure Partners
BIP
$19.6B
$4K ﹤0.01%
252
-252
-50% -$3.66K
BSBR icon
9454
CALL
Santander
BSBR
$38.2B
$4K ﹤0.01%
626
-45,728
-99% -$267K
BWEN icon
9455
PUT
Broadwind
BWEN
$81.7M
$4K ﹤0.01%
+500
New +$2.89K
CAAS icon
9456
CALL
China Automotive Systems
CAAS
$131M
$4K ﹤0.01%
600
+500
+500% +$3.74K
CAAS icon
9457
PUT
China Automotive Systems
CAAS
$131M
$4K ﹤0.01%
+500
New +$3.74K
CDXS icon
9458
Codexis
CDXS
$158M
$4K ﹤0.01%
2,109
-13,458
-86% -$28K
CURE icon
9459
Direxion Daily Healthcare Bull 3X ETF
CURE
$190M
$4K ﹤0.01%
395
-18,215
-98% -$190K
CYH icon
9460
PUT
Community Health Systems
CYH
$382M
$4K ﹤0.01%
+121
New +$4.29K
BGMS
9461
Bio Green Med Solution Inc
BGMS
$4.86M
– –
0
– –
DHX icon
9462
DHI Group
DHX
$177M
$4K ﹤0.01%
498
-9,713
-95% -$85.6K
DOMH icon
9463
Dominari Holdings
DOMH
$50.4M
– –
0
– –
DVAX
9464
DELISTED
Dynavax Technologies
DVAX
$4K ﹤0.01%
300
– –
AXIA
9465
AXIA Energia
AXIA
$22.9B
$4K ﹤0.01%
1,720
-9,389
-85% -$16.9K
EDUC icon
9466
Educational Development Corp
EDUC
$11.8M
$4K ﹤0.01%
2,754
-2,964
-52% -$4.47K
ES icon
9467
CALL
Eversource Energy
ES
$28.1B
$4K ﹤0.01%
100
-38,500
-100% -$1.63M
ESPR
9468
DELISTED
Esperion Therapeutics
ESPR
$4K ﹤0.01%
+230
New +$3.86K
EWS icon
9469
CALL
iShares MSCI Singapore ETF
EWS
$1.04B
$4K ﹤0.01%
150
-3,000
-95% -$78.6K
EWU icon
9470
PUT
iShares MSCI United Kingdom ETF
EWU
$4.1B
$4K ﹤0.01%
100
-400
-80% -$15.2K
EXEL icon
9471
PUT
Exelixis
EXEL
$13.9B
$4K ﹤0.01%
700
-19,100
-96% -$98.8K
EYPT icon
9472
EyePoint Inc
EYPT
$999M
$4K ﹤0.01%
100
-42
-30% -$1.55K
FCN icon
9473
PUT
FTI Consulting
FCN
$5.14B
$4K ﹤0.01%
100
– –
FDUS icon
9474
PUT
Fidus Investment
FDUS
$759M
$4K ﹤0.01%
200
– –
FOLD
9475
CALL
DELISTED
Amicus Therapeutics
FOLD
$4K ﹤0.01%
+1,800
New +$4.52K
377 378
379
380 381

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.