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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CZFC
9401
DELISTED
Citizens First Corporation
CZFC
$6K ﹤0.01%
+600
New +$5.35K
TCF.WS
9402
DELISTED
TCF Financial Corporation
TCF.WS
$6K ﹤0.01%
1,950
+1,750
+875% +$4.84K
SIGM
9403
PUT
DELISTED
Sigma Designs Inc
SIGM
$6K ﹤0.01%
+1,200
New +$6.33K
OCIP
9404
CALL
DELISTED
OCI Partners LP
OCIP
$6K ﹤0.01%
+200
New +$4.74K
FINL
9405
CALL
DELISTED
Finish Line
FINL
$6K ﹤0.01%
200
-300
-60% -$7.65K
AHGP
9406
CALL
DELISTED
Alliance Holdings GP
AHGP
$6K ﹤0.01%
100
-400
-80% -$23K
HDNG
9407
DELISTED
Hardinge Inc
HDNG
$6K ﹤0.01%
398
-1,098
-73% -$16.3K
GIMO
9408
PUT
DELISTED
Gigamon Inc.
GIMO
$6K ﹤0.01%
+200
New +$6.19K
PLPM
9409
DELISTED
Planet Payment, Inc
PLPM
$6K ﹤0.01%
2,271
+1,154
+103% +$2.88K
CDI
9410
CALL
DELISTED
CDI Corp.
CDI
$6K ﹤0.01%
+300
New +$4.88K
UCP
9411
DELISTED
UCP, Inc.
UCP
$6K ﹤0.01%
+401
New +$5.86K
EFUT
9412
DELISTED
eFuture Holding Inc. Ordinary Shares
EFUT
$6K ﹤0.01%
+1,296
New +$5.41K
ICLD
9413
DELISTED
INTERCLOUD SYSTEMS, INC. COMMON STOCK
ICLD
$6K ﹤0.01%
+316
New +$2.76K
OSN
9414
DELISTED
Ossen Innovation Co., Ltd.
OSN
$6K ﹤0.01%
+1,690
New +$6.07K
NPD
9415
DELISTED
CHINA NEPSTAR CHAIN DRUGSTORE LTD. COM
NPD
$6K ﹤0.01%
3,484
-2,416
-41% -$4.64K
CRDC
9416
CALL
DELISTED
CARDICA INC COM NEW (DE)
CRDC
$6K ﹤0.01%
+580
New +$6.44K
CTCM
9417
CALL
DELISTED
CTC MEDIA INC COM STK
CTCM
$6K ﹤0.01%
400
– –
HKTV
9418
PUT
DELISTED
HONG KONG TELEVISION NETWORK LTD
HKTV
$6K ﹤0.01%
+700
New +$4.29K
PLNR
9419
DELISTED
PLANAR SYSTEMS INC
PLNR
$6K ﹤0.01%
2,035
+1,035
+104% +$2.31K
SURG
9420
DELISTED
SYNERGETICS USA, INC.
SURG
$6K ﹤0.01%
+1,606
New +$6.57K
NHC.PRA
9421
DELISTED
NATIONAL HEALTHCARE CORP PFD CONV SER A (DE)
NHC.PRA
$6K ﹤0.01%
+450
New +$6.67K
GMK
9422
DELISTED
GRUMA SAB DE C V ADS(RP 4 B SHS
GMK
$6K ﹤0.01%
200
-1,386
-87% -$37.6K
PLMT
9423
DELISTED
PALMETTO BANCSHARES, INC. (SC) COMMON STOCK
PLMT
$6K ﹤0.01%
431
+144
+50% +$1.87K
QLTY
9424
PUT
DELISTED
QUALITY DISTR INC FLA
QLTY
$6K ﹤0.01%
+500
New +$5.65K
DRC
9425
PUT
DELISTED
DRESSER-RAND GROUP INC
DRC
$6K ﹤0.01%
100
-12,500
-99% -$741K
375 376
377
378 379

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.