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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MEG
9401
DELISTED
Media General, Inc
MEG
$5K ﹤0.01%
380
-280
-42% -$3.09K
CNYD
9402
DELISTED
CHINA YIDA HOLDING, CO. NEW COMMON STOCK(NEVADA)
CNYD
$5K ﹤0.01%
909
-10
-1% -$53
TE
9403
CALL
DELISTED
TECO ENERGY INC
TE
$5K ﹤0.01%
300
-500
-63% -$8.53K
RLJE
9404
DELISTED
RLJ Entertainment, Inc.
RLJE
$5K ﹤0.01%
319
+279
+698% +$4.6K
POWR
9405
PUT
DELISTED
POWERSECURE INTL INC COM STK (DE)
POWR
$5K ﹤0.01%
+300
New +$4.72K
CBNJ
9406
DELISTED
CAPE BANCORP, INC COM
CBNJ
$5K ﹤0.01%
565
-8,889
-94% -$82.9K
NEWP
9407
CALL
DELISTED
NEWPORT CORP
NEWP
$5K ﹤0.01%
300
-2,300
-88% -$35.4K
TAS
9408
DELISTED
TASMAN METALS LTD ORDINARY SHARES (CANADA)
TAS
$5K ﹤0.01%
5,500
-7,605
-58% -$5.74K
MDAS
9409
CALL
DELISTED
MEDASSETS INC COM STK (DE)
MDAS
$5K ﹤0.01%
+200
New +$4.47K
RCAP
9410
DELISTED
RCS CAPITAL CORPORATION CLASS A COM
RCAP
$5K ﹤0.01%
314
-366
-54% -$5.85K
WAVX
9411
CALL
DELISTED
WAVE SYS CORP CL A NEW COM STK (DE)
WAVX
$5K ﹤0.01%
390
+265
+212% +$3.61K
BGMD
9412
DELISTED
BG MEDICINE INC COM STK NEW
BGMD
$5K ﹤0.01%
1,341
+264
+25% +$1.11K
DOVR
9413
DELISTED
DOVER SADDLERY INC
DOVR
$5K ﹤0.01%
1,205
+84
+7% +$325
API
9414
DELISTED
Advanced Photonix Inc
API
$5K ﹤0.01%
8,096
+7,996
+7,996% +$4.7K
ENTR
9415
PUT
DELISTED
ENTROPIC COMMUNICATIONS INC COM STK (DE)
ENTR
$5K ﹤0.01%
1,200
+900
+300% +$3.76K
CMSB
9416
DELISTED
CMS BANCORP, INC. COM
CMSB
$5K ﹤0.01%
591
+60
+11% +$538
CHLN
9417
DELISTED
CHINA HSG & LD DEV IN COM NEW
CHLN
$5K ﹤0.01%
+451
New +$4.92K
ATEA
9418
DELISTED
ASTEA INTERNATIONAL INC
ATEA
$5K ﹤0.01%
1,817
-1,397
-43% -$3.44K
WPZ
9419
PUT
DELISTED
Williams Partners L.P.
WPZ
$5K ﹤0.01%
+106
New +$4.69K
PIKE
9420
CALL
DELISTED
PIKE CORPORATION COM STK (NC)
PIKE
$5K ﹤0.01%
400
-100
-20% -$1.19K
PIKE
9421
PUT
DELISTED
PIKE CORPORATION COM STK (NC)
PIKE
$5K ﹤0.01%
400
-2,100
-84% -$24.9K
AMBI
9422
DELISTED
Ambit Biosciences Corp
AMBI
$5K ﹤0.01%
+352
New +$4.67K
IMCB
9423
DELISTED
INTERMOUNTAIN COMMUNITY BANCORP (ID) COMMON STOCK
IMCB
$5K ﹤0.01%
354
+220
+164% +$3.24K
BNNY
9424
CALL
DELISTED
ANNIES INC COMMON STOCK (DE)
BNNY
$5K ﹤0.01%
100
-500
-83% -$22.4K
MCRS
9425
PUT
DELISTED
MICROS SYSTEMS INC
MCRS
$5K ﹤0.01%
100
– –
375 376
377
378 379

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MCM
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STC
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1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
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UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.