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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+1.89%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$113B
AUM Growth
+$5.56B
Cap. Flow
+$4.14B
Cap. Flow %
3.68%
Top 10 Hldgs %
14.26%
Holding
11,559
New
1,144
Increased
4,238
Reduced
4,557
Closed
1,117

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.61B
2
BHI
Baker Hughes
BHI
+$645M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$472M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$264M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$225M

Top Sells

Rank Stock Value
1
HRI icon
Herc Holdings
HRI
+$419M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$252M
3
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$233M
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$202M
5
SNY icon
Sanofi
SNY
+$158M

Sector Composition

Rank Sector Weight
1 Energy 8.95%
2 Financials 7.03%
3 Technology 6.55%
4 Healthcare 6.54%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVL
9376
CALL
DELISTED
Avalon Rare Metals, Inc. Ordinary Shares (Canada)
AVL
$6K ﹤0.01%
9,300
+8,100
+675% +$4.79K
XOOM
9377
CALL
DELISTED
XOOM CORP COM
XOOM
$6K ﹤0.01%
300
+100
+50% +$2.57K
AZIA
9378
DELISTED
GLOBAL X CENTRAL ASIA & MONGOLIA ETF
AZIA
$6K ﹤0.01%
506
+428
+549% +$5.71K
NEE.PRO
9379
DELISTED
NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL)
NEE.PRO
$6K ﹤0.01%
100
-603
-86% -$35.7K
MIG
9380
DELISTED
MEADOWBROOK INSURANCE GRP INC
MIG
$6K ﹤0.01%
1,050
-4,105
-80% -$24.7K
SUTR
9381
DELISTED
Sutor Technology Group Limited Common Stock
SUTR
$6K ﹤0.01%
3,184
+1,184
+59% +$2.25K
XLS
9382
PUT
DELISTED
EXELIS INC COM STK
XLS
$6K ﹤0.01%
321
+107
+50% +$1.97K
CMSB
9383
DELISTED
CMS BANCORP, INC. COM
CMSB
$6K ﹤0.01%
601
+294
+96% +$2.74K
CJES
9384
CALL
DELISTED
C&J ENERGY SVCS LTD
CJES
$6K ﹤0.01%
200
-1,100
-85% -$27.1K
SR
9385
DELISTED
STANDARD REGISTER CO (NEW)
SR
$6K ﹤0.01%
719
-988
-58% -$8.15K
PRXI
9386
DELISTED
PREMIER EXHIBITIONS INC COM STK NEW (FL)
PRXI
$6K ﹤0.01%
654
+444
+211% +$4.43K
BIRT
9387
CALL
DELISTED
Actuate Corp
BIRT
$6K ﹤0.01%
+1,000
New +$6.59K
BOLT
9388
DELISTED
BOLT TECHNOLOGY CORPORATION
BOLT
$6K ﹤0.01%
322
-1,413
-81% -$29K
WH
9389
DELISTED
WSP HOLDINGS LTD ADR NEW
WH
$6K ﹤0.01%
2,046
+1,846
+923% +$4.16K
GSGO
9390
DELISTED
ALPS ETF TR GS Momentum Builder Growth Mkt Eq & US tres
GSGO
$6K ﹤0.01%
300
– –
OFF
9391
DELISTED
UBS AG LONDON BRHETRACS FISHER-GARTMAN RISK (UK)
OFF
$6K ﹤0.01%
332
-303
-48% -$5.59K
LOOK
9392
DELISTED
LOOKSMART LTD COM
LOOK
$6K ﹤0.01%
2,531
+2,321
+1,105% +$5.21K
DFVL
9393
DELISTED
iPath US Treasury 5-year Bull ETN
DFVL
$6K ﹤0.01%
100
– –
NAV.PRD
9394
DELISTED
Navistar International Corporation Cumulative Convertible Junior Preference Stock, Series D
NAV.PRD
$6K ﹤0.01%
626
+200
+47% +$2.27K
VVUS
9395
PUT
DELISTED
Vivus Inc
VVUS
$6K ﹤0.01%
100
-13,870
-99% -$986K
DYY
9396
DELISTED
DB Commodity Double Long ETN due April 1, 2038
DYY
$6K ﹤0.01%
742
-2,114
-74% -$15.2K
BOM
9397
DELISTED
DB Base Metals Double Short Exchange Traded Notes due June 1, 2038
BOM
$6K ﹤0.01%
376
-1,099
-75% -$16.4K
MOC
9398
DELISTED
Command Security Corporation
MOC
$6K ﹤0.01%
3,425
+925
+37% +$1.88K
KONE
9399
DELISTED
Kingtone Wirelessinfo Solution Holding Ltd
KONE
$6K ﹤0.01%
+860
New +$6.19K
DYN.WS
9400
DELISTED
Dynegy Inc,
DYN.WS
$6K ﹤0.01%
3,324
+703
+27% +$999
374 375
376
377 378

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q1 2014 Portfolio in Review

As of Q1 2014, UBS held 11,559 positions worth $113B, up 5.2% from $107B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

UBS deployed $4.14B of net new capital in Q1 2014, opening 1,144 new positions and adding to 4,238 existing holdings. Its largest new stake was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.

By sector, the portfolio is most concentrated in Energy at 9% of assets, up from 8.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Herc Holdings, an estimated $419M trimmed.

  • UBS's largest Q1 2014 buy was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $1.61B increase.
  • UBS's biggest Q1 2014 reduction was Herc Holdings, cutting an estimated $419M.
  • UBS fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $233M.
  • UBS's ten largest holdings make up 14% of its $113B portfolio in Q1 2014.
  • UBS opened 1,144 new positions and closed 1,117 in Q1 2014.
  • UBS's portfolio value rose 5.2% quarter-over-quarter to $113B.

Based on UBS's 13F filing for Q1 2014, filed 15 May 2014.