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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WDR
9376
CALL
DELISTED
Waddell & Reed Financial, Inc.
WDR
$5K ﹤0.01%
100
-100
-50% -$4.98K
MCEP
9377
CALL
DELISTED
Mid-Con Energy Partners, LP
MCEP
$5K ﹤0.01%
+10
New +$4.69K
FRAN
9378
DELISTED
Francesca's Holdings Corporation
FRAN
$5K ﹤0.01%
21
-1,037
-98% -$297K
AXAS
9379
CALL
DELISTED
Abraxas Petroleum Corp
AXAS
$5K ﹤0.01%
+100
New +$4.95K
ROYT
9380
CALL
DELISTED
PACIFIC COAST OIL TRUST
ROYT
$5K ﹤0.01%
+300
New +$5.3K
MICR
9381
DELISTED
Micron Solutions, Inc.
MICR
$5K ﹤0.01%
1,753
+1,021
+139% +$2.62K
AREX
9382
PUT
DELISTED
Approach Resources Inc.
AREX
$5K ﹤0.01%
200
– –
SHOS
9383
DELISTED
Sears Hometown and Outlet Stores, Inc.
SHOS
$5K ﹤0.01%
143
-17
-11% -$654
NCI
9384
CALL
DELISTED
Navigant Consulting, Inc.
NCI
$5K ﹤0.01%
+300
New +$4.21K
CRAY
9385
PUT
DELISTED
Cray, Inc.
CRAY
$5K ﹤0.01%
200
+100
+100% +$2.44K
PES
9386
CALL
DELISTED
Pioneer Energy Services Corp.
PES
$5K ﹤0.01%
700
– –
EMES
9387
DELISTED
Emerge Energy Services LP
EMES
$5K ﹤0.01%
+166
New +$4.49K
TAHO
9388
CALL
DELISTED
Tahoe Resources Inc
TAHO
$5K ﹤0.01%
300
+100
+50% +$1.62K
CMDT
9389
DELISTED
iShares Commodity Optimized Trust
CMDT
$5K ﹤0.01%
+100
New +$5.16K
FINL
9390
PUT
DELISTED
Finish Line
FINL
$5K ﹤0.01%
200
-400
-67% -$8.85K
DSUM
9391
DELISTED
Invesco Chinese Yuan Dim Sum Bond ETF
DSUM
$5K ﹤0.01%
200
– –
NRCIB
9392
DELISTED
National Research Corp Class B
NRCIB
$5K ﹤0.01%
+174
New +$5.9K
BYBK
9393
DELISTED
Bay Bancorp, Inc.
BYBK
$5K ﹤0.01%
901
+349
+63% +$1.85K
YUME
9394
DELISTED
YuMe, Inc.
YUME
$5K ﹤0.01%
+500
New +$4.72K
WAYN
9395
DELISTED
Wayne Savings Bancshares Inc
WAYN
$5K ﹤0.01%
462
-570
-55% -$5.9K
GIGA
9396
DELISTED
Giga-Tronics Inc
GIGA
$5K ﹤0.01%
+3,731
New +$4.97K
RNVA
9397
DELISTED
Rennova Health, Inc.
RNVA
– –
-1
Closed -$16.9K
LMIA
9398
DELISTED
LMI Aerospace Inc
LMIA
$5K ﹤0.01%
400
+300
+300% +$4.69K
TNGO
9399
CALL
DELISTED
Tangoe, Inc.
TNGO
$5K ﹤0.01%
200
-700
-78% -$13.6K
IQNT
9400
CALL
DELISTED
Inteliquent, Inc.
IQNT
$5K ﹤0.01%
+500
New +$3.98K
374 375
376
377 378

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.