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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+1.89%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$113B
AUM Growth
+$5.56B
Cap. Flow
+$4.14B
Cap. Flow %
3.68%
Top 10 Hldgs %
14.26%
Holding
11,559
New
1,144
Increased
4,238
Reduced
4,557
Closed
1,117

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.61B
2
BHI
Baker Hughes
BHI
+$645M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$472M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$264M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$225M

Top Sells

Rank Stock Value
1
HRI icon
Herc Holdings
HRI
+$419M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$252M
3
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$233M
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$202M
5
SNY icon
Sanofi
SNY
+$158M

Sector Composition

Rank Sector Weight
1 Energy 8.95%
2 Financials 7.03%
3 Technology 6.55%
4 Healthcare 6.54%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TBRG
9326
PUT
DELISTED
TruBridge
TBRG
$6K ﹤0.01%
+100
New +$6.49K
ACCS
9327
ACCESS Newswire
ACCS
$29.1M
$6K ﹤0.01%
+550
New +$6.49K
QVCGA
9328
PUT
DELISTED
QVC Group Inc Series A
QVCGA
$6K ﹤0.01%
5
– –
CDMO
9329
CALL
DELISTED
Avid Bioservices, Inc. Common Stock
CDMO
$6K ﹤0.01%
443
-8,971
-95% -$118K
AE
9330
DELISTED
Adams Resources & Energy Inc
AE
$6K ﹤0.01%
100
+95
+1,900% +$6.58K
GVP
9331
DELISTED
GSE Systems, Inc.
GVP
$6K ﹤0.01%
345
-788
-70% -$13.8K
MMAT
9332
DELISTED
Meta Materials Inc. Common Stock
MMAT
$6K ﹤0.01%
+6
New +$5.79K
SP
9333
DELISTED
SP Plus Corporation
SP
$6K ﹤0.01%
235
-2,407
-91% -$62.4K
INFI
9334
DELISTED
Infinity Pharmaceuticals, Inc.
INFI
$6K ﹤0.01%
500
– –
MTEM
9335
CALL
DELISTED
Molecular Templates, Inc.
MTEM
$6K ﹤0.01%
8
-11
-58% -$8.93K
RUTH
9336
CALL
DELISTED
Ruth's Hospitality Group, Inc.
RUTH
$6K ﹤0.01%
500
-1,100
-69% -$13.9K
CAJ
9337
PUT
DELISTED
Canon, Inc.
CAJ
$6K ﹤0.01%
+200
New +$6.07K
AXU
9338
DELISTED
Alexco Resource Corp
AXU
$6K ﹤0.01%
4,101
-12,428
-75% -$22K
WMC
9339
PUT
DELISTED
Western Asset Mortgage Capital Corporation
WMC
$6K ﹤0.01%
40
-120
-75% -$18.8K
FMK
9340
DELISTED
First Trust Mega Cap AlphaDEX Fund
FMK
$6K ﹤0.01%
255
+55
+28% +$1.36K
RST
9341
PUT
DELISTED
ROSETTA STONE INC
RST
$6K ﹤0.01%
500
-1,000
-67% -$11.5K
GMO
9342
DELISTED
General Moly, Inc.
GMO
$6K ﹤0.01%
6,000
-21,838
-78% -$26.5K
MICR
9343
DELISTED
Micron Solutions, Inc.
MICR
$6K ﹤0.01%
1,083
-159
-13% -$713
AVEO
9344
CALL
DELISTED
AVEO Pharmaceuticals, Inc.
AVEO
$6K ﹤0.01%
400
+60
+18% +$1.08K
WELL.PRI
9345
DELISTED
Welltower Inc.
WELL.PRI
$6K ﹤0.01%
100
-403
-80% -$21.9K
TCF.WS
9346
DELISTED
TCF Financial Corporation
TCF.WS
$6K ﹤0.01%
1,750
-200
-10% -$626
DFBG
9347
DELISTED
Differential Brands Group Inc
DFBG
$6K ﹤0.01%
167
-1,391
-89% -$52.1K
GPT
9348
CALL
DELISTED
Gramercy Property Trust
GPT
$6K ﹤0.01%
+400
New +$6.82K
SIGM
9349
PUT
DELISTED
Sigma Designs Inc
SIGM
$6K ﹤0.01%
1,200
– –
BLJ
9350
DELISTED
BlackRock New Jersey Municipal Bond Trust
BLJ
$6K ﹤0.01%
426
-1,536
-78% -$21.1K
372 373
374
375 376

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q1 2014 Portfolio in Review

As of Q1 2014, UBS held 11,559 positions worth $113B, up 5.2% from $107B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

UBS deployed $4.14B of net new capital in Q1 2014, opening 1,144 new positions and adding to 4,238 existing holdings. Its largest new stake was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.

By sector, the portfolio is most concentrated in Energy at 9% of assets, up from 8.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Herc Holdings, an estimated $419M trimmed.

  • UBS's largest Q1 2014 buy was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $1.61B increase.
  • UBS's biggest Q1 2014 reduction was Herc Holdings, cutting an estimated $419M.
  • UBS fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $233M.
  • UBS's ten largest holdings make up 14% of its $113B portfolio in Q1 2014.
  • UBS opened 1,144 new positions and closed 1,117 in Q1 2014.
  • UBS's portfolio value rose 5.2% quarter-over-quarter to $113B.

Based on UBS's 13F filing for Q1 2014, filed 15 May 2014.