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U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GORO icon
9326
CALL
Goldgroup Mining Inc.
GORO
$155M
$5K ﹤0.01%
700
-19,100
-96% -$151K
GORO icon
9327
PUT
Goldgroup Mining Inc.
GORO
$155M
$5K ﹤0.01%
700
-3,600
-84% -$28.5K
HASI icon
9328
CALL
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$4.81B
$5K ﹤0.01%
+400
New +$4.72K
HE icon
9329
PUT
Hawaiian Electric Industries
HE
$2.26B
$5K ﹤0.01%
+200
New +$5.14K
HR icon
9330
CALL
Healthcare Realty
HR
$7.56B
$5K ﹤0.01%
+250
New +$5.4K
IMMP
9331
Immutep
IMMP
$56.1M
$5K ﹤0.01%
1,309
+919
+236% +$7.17K
JAKK icon
9332
Jakks Pacific
JAKK
$303M
$5K ﹤0.01%
111
-226
-67% -$14.7K
JKHY icon
9333
CALL
Jack Henry & Associates
JKHY
$11.4B
$5K ﹤0.01%
+100
New +$4.99K
LAND
9334
Gladstone Land Corp
LAND
$365M
$5K ﹤0.01%
+350
New +$5.69K
TULP
9335
CALL
Bloomia Holdings
TULP
$16.1M
$5K ﹤0.01%
+286
New +$4.98K
MSA icon
9336
CALL
Mine Safety
MSA
$6.79B
$5K ﹤0.01%
100
– –
MYRG icon
9337
PUT
MYR Group
MYRG
$5.01B
$5K ﹤0.01%
+200
New +$4.42K
NOTV
9338
DELISTED
Inotiv
NOTV
$5K ﹤0.01%
+3,673
New +$5.2K
OCSL icon
9339
PUT
Oaktree Specialty Lending
OCSL
$1.05B
$5K ﹤0.01%
167
-666
-80% -$21.2K
OSK icon
9340
PUT
Oshkosh
OSK
$8.91B
$5K ﹤0.01%
100
-1,100
-92% -$48.9K
PED icon
9341
PEDEVCO
PED
$144M
$5K ﹤0.01%
+6
New +$5.13K
SCHV
9342
Schwab US Large-Cap Value ETF
SCHV
$15.6B
$5K ﹤0.01%
426
-120
-22% -$1.5K
SPXL icon
9343
Direxion Daily S&P 500 Bull 3x ETF
SPXL
$6.27B
$5K ﹤0.01%
396
– –
SPXU icon
9344
ProShares UltraPro Short S&P 500
SPXU
$435M
– –
0
– –
SYPR icon
9345
Sypris Solutions
SYPR
$42.6M
$5K ﹤0.01%
1,711
-6,086
-78% -$19.3K
TLPH icon
9346
CALL
Talphera
TLPH
$68M
$5K ﹤0.01%
25
+20
+400% +$4.37K
TMF icon
9347
CALL
Direxion Daily 20+ Year Treasury Bull 3X ETF
TMF
$2.22B
$5K ﹤0.01%
+40
New +$4.8K
UEC icon
9348
PUT
Uranium Energy
UEC
$4.47B
$5K ﹤0.01%
+2,400
New +$5.5K
VIXM icon
9349
CALL
ProShares VIX Mid-Term Futures ETF
VIXM
$56.8M
$5K ﹤0.01%
+50
New +$4.83K
WERN icon
9350
CALL
Werner Enterprises
WERN
$2.2B
$5K ﹤0.01%
200
– –
372 373
374
375 376

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.